- Bank of America (Charlotte, NC)
- …including control execution, case management, and results reporting + Oversees all operations front line unit responses for regulatory exams, internal ... GT Risk and Regulatory Portfolio Executive -... examiners.The role will require candidate to work across front line units to discuss emerging risks… more
- American Express (New York, NY)
- …the execution of the second line oversight framework for effective challenge to front line processes and activities in accordance with the applicable risk ... class team of analytical professionals to support and analyze financial and regulatory reporting risk to AXP. The team will assist in independent testing of… more
- City National Bank (Los Angeles, CA)
- …business model adjustments. * Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or ... timelines for ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel * Excellent relationship… more
- Wells Fargo (Charlotte, NC)
- **2026 Summer Internship, Early Careers - COO Business Risk Control and Regulatory Oversight** **About this role:** Wells Fargo is seeking talent to join the ... Business Risk Control and Regulatory Oversight team under...a financial industry function that collaborates with and influences front - line business groups and functions through assessment… more
- MUFG (New York, NY)
- …details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part within the First Line ... group. Key responsibilities: + Support the execution of the product risk management framework across wholesale lending, investment banking, and transaction banking… more
- JPMorgan Chase (Jersey City, NJ)
- …adoption of cutting-edge, cloud-based technologies. As a Principal Architect, within the Regulatory , Controls and Operational Risk Technology group, you provide ... with our organizational goals and technology standards + Guiding both front -end and back-end engineering teams, ensuring alignment with architectural standards and… more
- ChenMed (Houston, TX)
- …in for Care Facilitator as needed for scheduled and unscheduled absences. + Cover various Front Desk tasks and duties in line with business needs + Supports the ... we need great people to join our team. The Front Desk Supervisor, functioning under the supervision and guidance...patients are assigned and scheduled + Top 40 and risk score 70+ patients scheduled at least bi-weekly +… more
- Wells Fargo (Iselin, NJ)
- …market data feeds, ensuring low-latency and high-reliability execution, implementing pricing, risk , and analytics models, supporting regulatory and compliance ... role:** Wells Fargo is seeking a Java Fixed Income Front Office ETrading Engineer in Technology as part of...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- TD Bank (New York, NY)
- …in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance, Front Office, RSM teams; and other ... Line supervisors in accordance with Firm policy and regulatory requirements. TD has been growing its US Broker...and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line… more
- KeyBank (NY)
- …Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management group and will be ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk ...is an individual contributor and reports to the Consumer Line of Business Operational Risk Oversight Director.… more