- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works independently as the ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed… more
- TD Bank (New York, NY)
- …Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed ... Markets. **Responsibilities:** + Provide day-to-day strategic advice and guidance to front office and relevant control functions regarding (i) public and private… more
- Cardinal Health (Santa Fe, NM)
- …at this level_** + Manages department operations and supervises professional employees, front line supervisors and/or business support staff + Participates in ... procedures, and processes to ensure products and services comply with regulatory standards and specifications. Quality Assurance develops and implements a compliant… more
- West Pharmaceutical Services (Cidra, PR)
- …processes related to the manufacture of West products. Ensure compliance to regulatory requirements and West procedures. Proactively develop, lead, and drive the ... quality assurance plans ensuring compliance with regulations, oversee interactions with regulatory agencies and build strong relationships with internal and external… more
- Wells Fargo (New York, NY)
- …Trade Surveillance. The Corporate & Investment Banking (CIB) Control organization serves as the front line of risk management and is accountable for ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Sanofi Group (Waltham, MA)
- …maturation of strategic planning to meet Quality KPIs and goals, while interfacing with front line managers in the coaching and mentoring of quality related ... the Waltham Quality department meet standards expected by US, global regulatory authorities and Sanofi Global Standards- for research, development and ultimately… more
- Truist (Greensboro, NC)
- …documentation, funding, booking and lien perfection items. Act as a liaison between front line , credit approvers, attorneys, title agents, third party vendors ... loans, reviewing files and collecting information for adherence to regulatory , compliance, policies and procedures for all due diligence,...1. Lead communication with key members of the commercial front line as well as credit partners… more
- Truist (Orlando, FL)
- …documentation, funding, booking and lien perfection items. Act as a liaison between front line , credit approvers, attorneys, title agents, third party vendors ... loans, reviewing files and collecting information for adherence to regulatory , compliance, policies and procedures for all due diligence,...1. Lead communication with key members of the commercial front line as well as credit partners… more
- PNC (Pittsburgh, PA)
- …that has experience with, but not limited to; . Direct manager of ~14 front line employees within the Retail Bank Operations Escheat Processing function . ... Serves as a point of escalation for complex or high- risk exceptions and inquires. . Responsible for the effective...###@pnc.com . Please include "accommodation request" in the subject line title and be sure to include your name,… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
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