- Bank of America (Charlotte, NC)
- …monitor and improve processes. EIT tests processes and controls on behalf of the Second Line of Defense, Front Line Units (FLUs) and Control Functions (CFs), ... tracking to completion. * Enhancing ongoing monitoring and related risk management capabilities. * Support model-related regulatory ... Risk Analytics and Enterprise Independent Testing** Global Risk Analytics (GRA) is a sub- line of… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First- Line Risk and Control, and Front Office Technology to ... sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory … more
- American Express (Phoenix, AZ)
- …to financial crimes. + Coordinate compliance-related training and awareness programs for front - line staff. + Maintain detailed documentation and records to ... in this role?** We are seeking a highly motivated and knowledgeable First Line of Defense (1LOD) Consumer Compliance and Financial Crimes Manager focused on ensuring… more
- HP Inc. (Austin, TX)
- …internal compliance governance. You will serve as a critical bridge between evolving regulatory landscapes, executive leadership, and front - line team and ... to senior leadership and Board committees on matters related to cyber risk , regulatory exposure, and compliance performance. + Collaborate across Cybersecurity,… more
- SMBC (New York, NY)
- …for Middle Market obligors, and provide an effective review and challenge to the front office ( line 1). + Prepare written executive summaries/comments of credit ... Skills** + Minimum 3+ years of relevant work experience preferably within a credit risk function (formal credit training preferred, second line of defense). +… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $185,000 - $185,000 USD TD is ... to join our Equities Client Strategy & Analytics / Front Office Global Markets team. This is a high-impact...and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This position also works with… more
- TD Bank (New York, NY)
- … regulatory requirements and assisting business units to manage their regulatory risk . **Key Accountabilities** + Consistently exercise discretion in managing ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $180,000...all the pertinent information to address their remediation of regulatory risk specific to their region **Depth… more
- Indorama Ventures (The Woodlands, TX)
- …The Senior Process Safety Engineer provides expert leadership in hazard identification, risk assessment and regulatory compliance to ensure safe, reliable, and ... safety is embedded into all levels of the organization including leadership and front - line operations. Compile and share industry best practices, experiences and… more
- Neuberger Berman (New York, NY)
- …across workflows, data, controls, interfaces, and analytics. This team is the operational front line , aligned to Investment Teams and Traders to provide ... high-touch support, proactively monitor servicing, and resolve front -to-back issues impacting execution, risk , performance attribution and reporting. The role… more
- JPMorgan Chase (Brooklyn, NY)
- …an in-depth understanding of Interest Rate trading and balance sheet strategies and risk management techniques via exposure to one of the highest ranked Rates ... for products. You will also work closely with the Front Office to optimize balance sheet and capital usage...Oversee financial statements and management reporting for Global Rates Line of Business (LOB) ensuring compliance with corporate and… more