- MUFG (New York, NY)
- …business and IT resource costs and advises Business Lead for appropriate project allocation. + Front Line for Third Party Risk Management Activities (such as ... real time and serve as owner of production issues. + Interface with Regulatory bodies (DTCC) to identify potential gaps and ensure compliance including any… more
- Mission Support and Test Services (Mercury, NV)
- …excellent interpersonal skills and ability to deal with all levels of people, from front line to executive leadership, in a tactful, professional, and effective ... **Responsiblities** Radiological Control Department is seeking a self-motivated Radiological Regulatory Compliance Specialist I to work with our senior compliance… more
- Nestle (Trenton, MO)
- …the organization, you are empowered to challenge the status quo, embrace risk -taking, and pioneer new ideas. Our supportive and collaborative environment encourages ... updated basic knowledge and skills test. Provide secondary coverage front to back on the lines; must keep a...upgrades to equipment or processes; adjustments in procedural or regulatory requirements; etc. It is our business imperative to… more
- CIBC (Chicago, IL)
- …Banking. **2025-LE-902** **What You'll Be Doing** : + Leading and coordinating risk identification activities across front - line staff including organizing ... credit, market, operational and strategic risks + Working with front - line staff and Risk Management...controls through a mix of audit (internal or external), regulatory agency (FRB, FDIC, OCC), and/or advisory/consulting experience with… more
- Bank of America (Charlotte, NC)
- …pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners ... support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line ...Accounting, Business Administration + 5-7 years minimum experience in regulatory reporting, data, compliance, or risk functions… more
- Bank of America (New York, NY)
- …with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance & Operational Risk colleagues and work closely with the Front - Line Units * ... regional subject matter expert and primary contact for the Front Line Unit Businesses, Line ...teams including captive set up to reduce key person risk and also effectively managing cost of regulatory… more
- Bank of America (Atlanta, GA)
- …or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality control ... operational or compliance risks and partners Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality… more
- American Express (Sandy, UT)
- …risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front - line business teams, helping them understand ... applicable regulatory obligations. + Support the execution of compliance risk assessments and ongoing monitoring activities within the business unit. + Partner… more
- PNC (Cleveland, OH)
- …procedures in to ensure continued alignment with the Enterprise BSA/AML & Sanctions Risk Policy, the Enterprise CDD Policy, current regulatory environment, and ... corrective action plans. Reviews and analyzes assessments of AML and Sanctions risk and internal controls, as appropriate. Analyzes regulatory developments,… more
- Bank of America (Charlotte, NC)
- …The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a disciplined ... The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a disciplined… more