- Wells Fargo (Charlotte, NC)
- …navigation of the wfa.com public and secure website. Successful employees act as front - line problem solvers, speak to trading strategies, have a strong ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Cardinal Health (Guaynabo, PR)
- …at this level_** + Manages department operations and supervises professional employees, front line supervisors and/or business support staff + Participates in ... procedures, programs, processes, and systems to ensure compliance with regulatory and company requirements. Additional responsibilities include mitigating EHS risks… more
- TD Bank (New York, NY)
- …markets agreements and deal origination while effectively applying sound legal and regulatory risk management principles. + Excellent written and verbal ... agreements globally across specific trading products, while aligning with internal risk , legal, regulatory and governance frameworks ensuring accelerated time… more
- TD Bank (New York, NY)
- …across specific trading products and jurisdictions, while aligning with internal risk , legal, regulatory and governance frameworks and ensuring accelerated ... York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $150,000 -...+ Acts as a key point of contact for Front Office, Legal, Compliance, Credit, on regulatory … more
- Scotiabank (New York, NY)
- …Manager, US Capital Markets - New York, NY **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over ... the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who thrive in a challenging environment and… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Bank of America (Clarendon, NC)
- …team + Participates in escalation routines with partners, such as Front - Line Associates, Quality (ILQA/Monitoring & Inspection), Global Financial Crimes ... Our new Belfast facility will strengthen our business continuity planning and risk management capabilities while reinforcing the expertise and value delivered across… more
- Bank of America (Chicago, IL)
- …quantitative methods to develop capabilities that meet line of business, risk management and regulatory requirements + Understanding financial data: schemas, ... and processes + Partner effectively with senior stakeholders within GRA & EIT, Front Line Units, Technology, Audit and Compliance + Provide leadership and… more
- TD Bank (New York, NY)
- … regulatory requirements and assisting business units to manage their regulatory risk . **Key Accountabilities** Shareholder + Consistently exercise discretion ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed… more
- Bank of America (Charlotte, NC)
- …practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete ... + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Policies, Procedures, and Guidelines Management + Written… more