- Truist (Atlanta, GA)
- …technical, operational, risk management, and organizational challenges. 6. Maintain appropriate Risk Profile through owning the first line of Risk ... effectively with 2nd line of defense, Auditor, and regulators to ensure Risk is identified and mitigated appropriately. 7. May play lead role or technical… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …not available for immigration sponsorship ESSENTIAL DUTIES AND RESPONSIBILITIES: + Serves as front line support between management and other lines of business, ... laws and regulations as well as established policies and procedures in an ever-changing regulatory environment. + Works directly with the line of business, NFS… more
- MUFG (New York, NY)
- …minimizing any economic and reputational risks for MUFG + Conduct business in line with regulatory requirements GLOBAL COLLABORATION + Develop strong internal ... and existing clients to increase MUFG product penetration while prudently balancing risk with opportunity. He will also provide corporate finance advice related to… more
- Byline Bank (Chicago, IL)
- …onboarding across all lines of business. + Build strong partnerships with front - line teams to align onboarding practices with regulatory and internal policy ... risk aggregation. + Develop and deliver ongoing training tailored to front - line staff, with emphasis on CIP, Beneficial Ownership, and KYC expectations.… more
- Truist (Greensboro, NC)
- …documentation, funding, booking and lien perfection items. Act as a liaison between front line , credit approvers, attorneys, title agents, third party vendors ... loans, reviewing files and collecting information for adherence to regulatory , compliance, policies and procedures for all due diligence,...1. Lead communication with key members of the commercial front line as well as credit partners… more
- MUFG (New York, NY)
- …to partner with FinTech services. + Works with internal teams to ensure that front line personnel are trained on all aspects of our Digital Products; ... customer experience + Partner with technology, operations, sales, compliance risk and client delivery to build and deliver a...self-service onboarding and maintenance of customers + Works with front - line and customer advocacy staff to ensure… more
- Bank of America (Phoenix, AZ)
- …practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete ... + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Policies, Procedures, and Guidelines Management + Written… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Zions Bancorporation (Houston, TX)
- …we bring the opportunity. The Regional Security Officer (RSO) serves as the front - line guardian of our people, property, and reputation-driving an integrated ... into regional action plans that align with business objectives and regulatory requirements. + Partner closely with Business Continuity, Crisis Management, and… more
- Stony Brook University (Stony Brook, NY)
- …+ Bachelor's degree and more than 4 years of experience as a front - line manager providing quality customer service in a high-volume environment or, ... exceptions and restrictions. * Collaborate with Nursing, Security, and Risk Management to implement visitor restrictions when needed. *...with more than 6 years of experience as a front - line manager providing quality customer service in… more