- Wells Fargo (New York, NY)
- …& International COO:** Drives Market Conduct & Supervision Program, strengthening the CIB Front Line Conduct and Compliance risk management framework aligned ... financial products and services to employees and customers. The teams include: + ** Line of Business (LoB) COO (Banking, Markets, CRE):** Partners with LOB leadership… more
- NatWest Markets (Stamford, CT)
- …a best-in-class customer experience across the client lifecycle at Natwest Markets. The team is part of our First Line of Defence, directly interacting ... Compliance teams to maintain effective oversight of financial crime risk frameworks, systems, and controls. + Build and maintain... leader experience managing a client onboarding and/or first line of defence team + Expert knowledge… more
- Manulife (Boston, MA)
- …+ Ability to effectively communicate to varying audiences ranging from executives to front line employees and Institutional Investors + Proven leadership and ... create and deliver exceptional customer service and operations in line with the organization's mission, critical values and behaviors....Risk management and the control structure of the team + Responsible for team execution on… more
- AdventHealth (Tampa, FL)
- …process. * Communicates changes, new procedures, and processes for the nursing division, service line , and team to staff. * Participates in monthly staff meeting ... needs and ensuring staff attendance at educational in-services. Encourages and supports front - line decision making. Provides staff in-services on a regular… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team , Compliance Technology, First- Line Risk and Control, and Front Office Technology to deliver ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000...for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join… more
- PNC (Pittsburgh, PA)
- …We are looking for a versatile and product-oriented Machine Learning Engineer with strong front -end development skills to join our team . You will bridge the gap ... scalable APIs and services to serve ML predictions to front -end components. Front -End Development: * Build and...that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the… more
- American Express (Phoenix, AZ)
- …for advising business leaders on regulatory obligations and ensuring that front - line activities operate within internal policy and external regulatory ... commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your… more
- PNC (Pittsburgh, PA)
- …contribute to the company's success. As a Compliance Program Advisor within PNC's first line of defense Enterprise Compliance Programs Team , you will be based in ... PA, Cleveland, OH or within PNC's footprint. As a senior member of the team , you will lead & strengthen programs supporting our prudential regulations (eg, Reg O,… more
- Insight Global (Fort Mill, SC)
- …The Finance Risk Management (FRM) group within Corporate Risk oversees front line risk activities of the Finance organization. Enterprise Finances ... managing the capital and liquidity positions, executing CCAR, managing interest rate risk , balance sheet management, financial forecasting, line of business… more
- PNC (Cleveland, OH)
- …within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent Risk Management Organization, you can be based in Pittsburgh, PA, Cleveland, OH, ... at manager's discretion. The KYC Office is a centralized advisory team responsible for setting enterprise-wide KYC/CDD requirements and governance framework as… more