- Wells Fargo (New York, NY)
- …state, agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line 's execution and challenge appropriately on surveillance and market ... timely remediation of issues, deficiencies or regulatory matters regarding front line oversight + Develop, oversee, and... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Bank of America (Atlanta, GA)
- …source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners to design sampling and ... needs identified by Compliance and Operational Risk officers and/or Front Line Unit process owners, inclusive of transactional, qualitative, onsite,… more
- Bank of America (Dallas, TX)
- …Leading discussions with GFC Risk Managers and Senior Leaders, the Global Banking Front Line Unit (FLU), Global Banking FLUs, Global Compliance & ... advisor to the Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to the… more
- City National Bank (Charlotte, NC)
- … risk metrics designed to effectively manage and mitigate risks associated with Commercial Front Line Units of City National Bank (CNB). The role will serve ... updates of open/closed issues to senior management and second line risk management functions. * Respond to...ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel *… more
- Bank of America (Atlanta, GA)
- …business. The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a ... quantitative analytics and modeling projects for specific business units or risk types. Key responsibilities include developing new models, analytic processes, or… more
- TD Bank (Charlotte, NC)
- …recruiter who can provide you more specific details for this role. ** Line of Business:** Finance **Job Description:** The Treasury Liquidity Manager maintains, ... areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple functions or operations… more
- PNC (New York, NY)
- …communications skills including communicating exceptions identified with the COOs and other front line stakeholders. * Ability to work independently and be ... or Washington, DC. The AML Sanctions Specialist will be a part of PNC's Risk , Change, Experience, Strategy (RCES) organization, supporting the First Line of… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $185,000 - $185,000 USD TD is ... to join our Equities Client Strategy & Analytics / Front Office Global Markets team. This is a high-impact...also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) to assess risks,… more
- CIBC (Washington, DC)
- …Minimum of 5-7 years of experience in technology or cybersecurity front - line testing/ audit/enterprise/operational risk management/or management consulting ... Management, Data Management Office, Corporate Real Estate, Corporate Security, and Risk & Governance. TI&I delivers operational excellence by effectively managing… more
- Wells Fargo (New York, NY)
- …Independent Risk Management, seeking an appropriate balance between assisting front line businesses with obtaining counterparty credit approvals, while also ... & Investment Banking (CIB) Markets Division and is the front line credit team responsible for underwriting,... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more