- TD Bank (New York, NY)
- …timely communication and/or escalation of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence + ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...issues where appropriate + Be knowledgeable of practices and procedures within own area of responsibility and keep abreast… more
- American Express (Sunrise, FL)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... for the BU + Owning, drafting, and updating BU Compliance procedures , and communications for Compliance...for pregnancy, adoption or surrogacy + Free access to global on-site wellness centers staffed with nurses and doctors… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...or international law firm, with an emphasis on regulatory compliance . + Experience developing policies and procedures … more
- Vail Resorts (Broomfield, CO)
- …or until the position is filled (whichever is first). **Job Summary:** The Sr. Manager , Labor & Employment Compliance supports the Legal department to ensure the ... conflicts of interest, and more.Develop, advise on, and implement policies and procedures related to employment and labor law compliance . + Collaborate… more
- Teledyne (Stillwater, OK)
- …excitement of being on a team that wins. **Job Description** The Trade Compliance Manager , Detection is responsible for leading the successful implementation of ... to any trade compliance related regulations impacting the business. The Trade Compliance Manager will serve as the primary trade compliance liaison… more
- HUB International (Austin, TX)
- **Job Title:** Compliance Manager - Qualified Retirement Plans, 401(k) & 403(b) **Location:** Austin, TX **Department:** ERISA Compliance Services **Reports ... **Job Summary** We are seeking an experienced and knowledgeable Compliance Manager to perform compliance ...and maintain awareness of ERISA requirements. + Help implement compliance policies, procedures , and controls. + Support… more
- Houston Methodist (Houston, TX)
- At Houston Methodist, the Compliance Manager position is responsible for developing and implementing comprehensive strategies and tactics that support the ... goals and objectives of the program are met. The Compliance Manager position will work closely with...for and leads efforts to write policies, protocols and procedures to address system-wide business practices issues including drafting… more
- T. Rowe Price (Owings Mills, MD)
- …the continued expansion of the firm's mutual fund business, including enhancing written compliance procedures and internal compliance controls. The ideal ... people thrive in an evolving world. As a premier global asset management organization with more than 85 years...to the consultants who perform the regulatory reviews. Reviews procedures and policies to ensure compliance . +… more
- Wells Enterprises (Le Mars, IA)
- …and maintain the company's global import and export program including compliance and regulatory policies and procedures . Monitor and ensure adherence to ... The Import and Export Compliance and Supply Chain Manager is...operating company of the Ferrero Group, one of the global leaders in sweet, packaged foods. Wells produces more… more
- Intuit (Washington, DC)
- **Overview** We are seeking a highly motivated and experienced Sanctions Compliance Manager , Sanctions, to join our Sanctions Compliance Office. In this ... to partnering teams. + Participate in the development and enhancement of sanctions compliance policies, procedures , and controls. + Contribute to the continuous… more