- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... a visionary and hands-on **Vice President-level Lead Data Scientist** to join our ** Global Payments & Liquidity (GPL)** team. In this role, you will work with… more
- Bank of America (Plano, TX)
- …assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units ... assisting in identifying potential operational or compliance risks and partners Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to… more
- Coinbase (Jefferson City, MO)
- …making decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance ... emerging onchain platform - and with it, the future global financial system. To achieve our mission,...best in class support across multiple customer segments. The Global Compliance Operations Team is responsible for… more
- SMBC (New York, NY)
- … Compliance (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo...of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department… more
- Coinbase (Madison, WI)
- …and/or work as a regulator in a state or federal agency; * Experience in consumer compliance , financial crimes compliance , and/or other compliance ... emerging onchain platform - and with it, the future global financial system. To achieve our mission,...job requirements):* * 3-5 years of experience working in Compliance for a financial institution Strong preference… more
- JPMorgan Chase (Plano, TX)
- …communication skills + Preferred experience in legal, governance, regulatory, operational risk, global financial crimes , AML/KYC, monitoring and testing, ... 2 years + Bachelor's degree + 3+ years of financial services experience within Compliance , Legal, Controls,...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- Citigroup (Tampa, FL)
- …issue validations (risk based and regulatory), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks. + 4+ years ... partnering with the audit teams responsible for Risk and Compliance globally and also supporting the global ...in Market Risk, Credit Risk, Operational Risk, Model Risk, Financial Crimes ; including KYC, AML, AB&C, Sanctions… more
- Coinbase (Providence, RI)
- …*Nice to haves:* * Experience building compliance systems * Exposure to financial crimes compliance systems (transaction monitoring systems, enhanced due ... emerging onchain platform - and with it, the future global financial system. To achieve our mission,...alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... of benefits to its employees. **Role Description** Within the Financial Crimes Prevention Unit, the Financial...+ 5 to 7 years of specialized experience in Financial Services Compliance . + CAMS or CFE… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... in a regulatory environment experience + Experience in a financial services, audit, compliance or regulatory organization...MAR Behaviors + Knowledge of FINRA, CFTC, NFA, FX Global Code + Surveillance exposure in fixed income, derivatives,… more