- Capital One (Richmond, VA)
- … regulatory requirements + Lead the team to address internal audit reviews, regulatory exams and SOX compliance + Implement appropriate risk management of ... Senior Manager, Financial Services Accounting Global Finance supports all of Capital One's worldwide financial activities, including corporate-level financial… more
- JPMorgan Chase (Jersey City, NJ)
- …environment of the firm using analytics and independent challenge(s). + Assist in regulatory reviews, audits, exams and inquiries ; Maintain FINRA Gateway ... knowledge and experience in Risk Management as well as regulatory or audit best practices relating to US Broker...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- Zurich NA (Schaumburg, IL)
- …compliance controls + Promote an ethics-based culture + Assist with Market Conduct Exams and regulatory inquiries where appropriate. Required Qualifications: ... etc. + Provide analysis regarding potential impact of future regulations and regulatory trends focusing more specifically on state insurance regulatory … more
- JPMorgan Chase (Jersey City, NJ)
- … global program and its responsibilities + Conduct reviews and analysis to support regulatory exams and inquiries and other requests, and as needed, work ... Line of Business (LOB) management and LOB Compliance stakeholders, as well as global /regional Surveillance teams, you will be a key contributor to the advancement of… more
- JPMorgan Chase (New York, NY)
- … regulatory requirements, partnering with Credit Risk and functional teams to address regulatory and audit exams and inquiries , and collaborating with ... team's three core mandates: Portfolio Management, Implementation of Strategic Frameworks, and Regulatory and Audit Engagement. This role involves a broad range of… more
- Mastercard (Harrison, NY)
- …such as stablecoin settlements and crypto card programs. * Support the Director during regulatory exams , audits and inquiries . * Assist in the tuning ... with occasional involvement in MTS' FIU cryptocurrency alert investigations and regulatory reporting. Role Description * Oversee and support MTS' Operations Team,… more
- IQVIA (West Des Moines, IA)
- …labeling, and transporting specimens according to network policies, procedures, and regulatory standards. + Comply with all laboratory safety and handling ... including but not limited to electrocardiograms (EKGs) and macular edema screening exams (training provided). + Maintain a clean and organized work environment,… more
- J&J Family of Companies (Titusville, NJ)
- …SAL is responsible for conducting all activities in accordance with current regulatory and health care compliance guidelines. They are fluent in Health Care ... response to the customer that delivers a solution to scientific inquiries . Develop and posit creative solutions by applying clinical/scientific/economic/healthcare… more
- Capital One (Riverwoods, IL)
- …action planning. + Acts as a liaison for assigned teams when undergoing regulatory exams , internal compliance reviews and internal audits. + Actively ... and works to identify control or procedural gaps. They will support the Global Payment Network and help ensure compliance with Issue Management. Responsibilities: +… more
- Parker Hannifin Corporation (Mentor, OH)
- …members, team leaders, and top management. + Ability to respond to significant inquiries or complaints from customers, regulatory agencies, or members of the ... Gas Turbine Fuel Systems Division is to be the global leader in the design, development, manufacture, and service...majority (3 or more) of the CPIM national certification exams ; OR is CPIM certified. + Thorough knowledge of… more