- TD Bank (New York, NY)
- …placements. + Provides strategic vision to the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair… more
- T. Rowe Price (Baltimore, MD)
- …regulatory jurisdictions. Experience leading the design and implementation of pre- and pos- trade compliance rules in addition to ongoing monitoring of investment ... ways that matter to you . Role Summary Investment Compliance is a dynamic team within Global ...translate data into actionable insights. + Deep understanding of trade lifecycle, including portfolio management, trading, and operations (Middle… more
- Scotiabank (Houston, TX)
- …Assessments. The CIB & Research Compliance Advisory team is part of the Global Compliance function at Scotiabank and this position is expected to work ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00...provides our clients an important bridge to this key global market for trade and investment flows… more
- 3M (Maplewood, MN)
- …regulatory compliance functional area and team. This position has global functional responsibilities to work with and support all business units within ... 3M. The Dangerous Goods Transportation Regulatory Compliance Manager will serve as the global ...out key terms on using 3M Confidential Information and Trade Secrets. It also has provisions discussing conflicts of… more
- Comerica (Farmington Hills, MI)
- … Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC ... the organization against legal and financial risks associated with non- compliance to sanctions and trade regulations by... Develop and implement policies and procedures to ensure compliance with US and global regulations and… more
- MUFG (Irving, TX)
- …Financial Institutions EDD Operations in the Center of Excellence ("CoE") within the Global Financial Crimes Division ("GFCD"), this new position has been created to ... regulatory and audit preparations and special projects. * Collaborate with other Global colleagues in developing strategies and driving initiatives that support the… more
- Robert Half Accountemps (Costa Mesa, CA)
- …deadlines independently. * Experience with global supply chain processes and trade compliance regulations. * Knowledge of Oracle or similar data management ... position, offering the opportunity to work closely with operational, financial, and compliance teams to ensure the accuracy and efficiency of import data and… more
- Insight Global (Naples, FL)
- Job Description Insight Global 's client is a designer and manufacturer of parts for the DOD. As the company continues to grow, they are seeking a Proposal Engineer ... technical documentation. Essential Functions: 1. Compile technical proposals including compliance matrices, enclosures, and non-recurring cost in response to… more
- BMO Financial Group (New York, NY)
- …services to issuing and/or investor clients, including access to major global markets across asset classes including: debt, foreign exchange, interest rate, ... complexity of transactions and related risk (credit, market, operational, legal / compliance , etc.). + Helps colleagues with the presentation of information and… more
- JPMorgan Chase (New York, NY)
- …and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control, ... with clients, identifying and quantifying their custom requirements. + Ensure compliance with regulatory obligations, including adherence to market access controls… more