- Citigroup (Getzville, NY)
- …. + Drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. * Support oversight of the MCA program, ... these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related functions in the… more
- Wellington (New York, NY)
- …be a member of the Private Investments Compliance team within the Legal, Compliance & Risk Group, working closely with other compliance professionals and ... sharing of data outside the private investments businesses, ensuring robust information governance and compliance with internal information barrier protocols +… more
- Wells Fargo (Charlotte, NC)
- …platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Irvine, CA)
- …Business Development group requiring solid understanding of relevant policies, procedures, and compliance requirements that influence and lead team to meet ... building and retaining long-term client relationships + Experience identifying and mitigating risk , ensuring compliance with processes and procedures + Excellent… more
- Wells Fargo (Cleveland, OH)
- …Business Development group requiring solid understanding of relevant policies, procedures, and compliance requirements that influence and lead team to meet ... building and retaining long-term client relationships + Experience identifying and mitigating risk , ensuring compliance with processes and procedures + Excellent… more
- Citigroup (New York, NY)
- …of Business (Markets, Securities, Asset & Wealth Management) and Corporate Functions ( Compliance , Finance, Risk ) preferred + Experience in defining and ... The Reference and Master Sr. Lead is responsible for defining and guiding the...and guiding the technical execution of data quality, data governance processes and platforms in line with the Master… more
- Zions Bancorporation (Salt Lake City, UT)
- …front line management regarding regulatory requirements and risk management practices. The Compliance Manager will lead and oversee the firm's compliance ... with FINRA, SEC, and other applicable regulations. + Manage ongoing compliance governance activities including oversight, monitoring, and reporting processes,… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... to their Compliance Management System programs. The Compliance Manager will lead important projects and... risk . US COC oversees a corporate oversight compliance risk management program. The Compliance… more
- WTW (Tampa, FL)
- …Resolve onboarding challenges and ensure smooth transitions for new suppliers. + ** Compliance & Risk Management:** Conduct thorough due diligence and information ... Support operations and contribute to initiatives aimed at improving vendor efficiency, governance , and value delivery. Lead cross-functional efforts to enhance… more
- Federal Reserve Bank (San Francisco, CA)
- …controls. + Proficient knowledge of Microsoft Office. + Sound knowledge of risk management, compliance , and data related frameworks. + Proficient understanding ... We have a phenomenal and rare opportunity for a Lead IT Auditor for our San Francisco Federal Reserve...**Essential Responsibilities:** + Supervise and review moderate to moderately high- risk audit work performed by audit team members in… more