- First National Bank of Omaha (Minneapolis, MN)
- …and process documentation to support a strong control environment. In partnership with the Head of Trading, ensure compliance with FINRA, MSRB, SEC, and firm ... trading policies across the desk. Partner with the Head of the Trading Desk, Sales Supervision Manager and...support a strong control environment. Remain aware of changing compliance and regulatory standards. Maintain proper and… more
- Mizuho Corporate Bank (New York, NY)
- …Support the Americas Regional Treasurer in strategic decisions and communications. + Lead regulatory compliance related to Treasury as first line of defense. ... COO office supports the various Treasury teams with strategic initiatives . The office is responsible for: + Manage and...in a Treasury Control function; and/or + Experience handling regulatory compliance or legal matters for financial… more
- JPMorgan Chase (Columbus, OH)
- …Compliance :** Proactively identify and manage risks associated with transformation initiatives . Ensure unwavering compliance with regulatory , operational, ... that will serve as a strategic partner to the Head of Servicing Operations and the Head ...future ways of working. Translate high-level goals into actionable initiatives , establishing clear, measurable KPIs. + **Champion AI and… more
- Mizuho Corporate Bank (New York, NY)
- …and the broader program to identify areas for continuous improvement. + Ensure compliance with applicable regulatory requirements and serve as a liaison with ... reducing risk and enabling Mizuho to meet growing business expectations and regulatory requirements.As part of Mizuho Americas' ongoing efforts to building a more… more
- Ascendis Pharma (Princeton, NJ)
- …create Corrective Action and Preventative action (CAPA) as applicable. + Oversee regulatory and departmental compliance by ensuring timely processing of ICSRs ... and updates departmental SOPs, Work Instruction etc. as applicable and ensure compliance with regulatory guidelines and regulations. + Responsible for… more
- MTA (New York, NY)
- …the review, monitoring and audit of all agency MTA -wide activities to ensure compliance with state and federal regulatory and policy requirements as they relate ... of Diversity and Civil Rights with EEO, Title VI and Diversity Initiatives responsibilities Under the direction of the Chief Diversity, EEO and Inclusivity… more
- LifeCenter Northwest (Bellevue, WA)
- …Program Manager (DPSPM) is responsible for promoting a culture of safety and regulatory compliance across the organization, ensuring the highest standards of ... and transplantation. + Provide regular patient safety reports to extended senior leadership. Regulatory Compliance & Reporting + Ensure compliance with CMS… more
- JPMorgan Chase (Miami, FL)
- …Additionally, you will proactively identify business risks, support audit and compliance deliverables, and participate in initiatives to improve business ... to support the Latin America and Global Families Group Head of Investments. We seek a motivated professional with...control framework for the Investments business. + Support audit, regulatory , and compliance deliverables by driving specific… more
- West Pharmaceutical Services (Williamsport, PA)
- …Quality Assurance processes related to the manufacture of West products. Ensure compliance with regulatory requirements and West procedures. Proactively develop, ... Quality Assurance strategy. Develop and implement quality assurance plans ensuring compliance with regulations, oversee interactions with regulatory agencies and… more
- WTW (Tampa, FL)
- …: Driving Privacy Compliance and Strategy **,** Reporting to the Global Head of Privacy Legal and Deputy Global Privacy Officer, the Americas Lead Privacy ... Counsel is a key contributor to the Privacy Legal and Regulatory Function in establishing and maintaining privacy compliance standards and WTW's global privacy… more