- Vanguard (Malvern, PA)
- …by share-of-voice, earned media coverage, and digital impression growth. + Regulatory Compliance : Maintenance of error-free, compliant marketing materials and ... The Head of Investment Product Marketing will bring the...broaden product awareness, drive engagement, and measure results. - Compliance & Regulatory Alignment-Ensure all marketing materials… more
- embecta (Parsippany, NJ)
- …the company's operations, with a focus on financial integrity, operational efficiency, regulatory compliance , and enterprise risk management. As a senior leader ... designed to support the varying needs of our diverse and global employees. The ** Head of Internal Audit** is a key member of the executive leadership team, reporting… more
- MUFG (New York, NY)
- … compliance governance forums; + Supporting Senior Management, industry, regulatory , and law enforcement communications and engagement; + Serving as trusted ... recruitment team will provide more details. Reporting into the Managing Director, Regional Head of Americas AML Program Officer (APO), the role supports the BAU… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …including evaluating and implementing treasury management systems, and driving digital transformation initiatives . Additionally, the Head of TM is tasked with ... **Summary of the** **Position:** The Head of Treasury Management Sales and Strategy, also...the bank's strategic objectives. The role also involves ensuring compliance with internal policies and external regulations related to… more
- Stanford Health Care (Palo Alto, CA)
- …collaboration between providers and coordination of community resources. + Ensures compliance with legal, regulatory and clinical policies and procedures. ... discovered. Day - 10 Hour (United States of America) Head /Neck Advanced Practice Provider (APP) Job Description: For Advanced...+ Participates in quality improvement initiatives . + Provides and coordinates patient teaching and counseling.… more
- Janus Henderson Investors (Denver, CO)
- …to craft client dashboards or mobile experiences in finance. + Regulatory Considerations: Knowledge of compliance requirements around client communications ... with your own, we would love to hear from you! Your opportunity Head of Client Technology is responsible for all client-facing and distribution-related technology in… more
- Neuberger Berman (New York, NY)
- …Broker Dealer platforms and advisory/sales activities + Oversee the implementation of regulatory changes and strategic initiatives , ensuring that all process ... ** Head of Business Control & Governance - Private...processes, governance structures, and risk management practices support both regulatory requirements and business objectives, while maintaining a focus… more
- Guardian Life (Atlanta, GA)
- …and communication of all compensation policies, guidelines and frameworks, ensuring compliance with legal and regulatory requirements. + Set priorities ... compensation strategy team regarding policies, exceptions, agreements, rules and decisions and ensure compliance at all levels. + Support the Head of Group… more
- BMO Financial Group (Naperville, IL)
- …and best practices. + Maintains relationships with US regulators to ensure ongoing regulatory compliance (eg, Federal Reserve Bank, Office of the Comptroller of ... in our customer facing channels. Dually reports to the Head , NA P&BB and Wealth Management Operations and US...Operations in the areas of: Business Performance, Risk, Legal, Regulatory and Compliance , Talent Management and Technology… more
- Guardian Life (New York, NY)
- …is seeking a talented and motivated individual to join our team as a Head of Retirement Plans. In this role, you will lead Guardian's retirement benefits strategy ... and serves as a key advisor on plan design, colleague engagement, and regulatory matters. With deep expertise in retirement plan strategy and a passion for… more