- City National Bank (Beverly Hills, CA)
- …drive alignment across stakeholder groups to develop and deliver repeatable end-to-end risk management solutions and controls aligned with group's processes. * ... plus) * Minimum 10 years of experience in compliance, risk , legal , regulatory and/or related bank regulatory... type * Knowledge and understanding of regulatory and risk management in the financial services industry.… more
- Citigroup (New York, NY)
- …on significant matters to Citi's internal and external stakeholders (including the Chief Legal Officer, the Head of HR, the Chief Compliance Officer, other ... Committee of the Board of Directors of Citigroup, other legal vehicle boards, and regulators around the world), and...Management Reporting, Policy and Procedure, Referral and Escalation, Risk Controls and Monitors, Risk Identification and… more
- Mizuho Corporate Bank (New York, NY)
- …aligns with the firm's business objectives, regulatory requirements, and enterprise risk management framework. + Establish and maintain governance structures, ... efforts across key domains, including business continuity, IT disaster recovery, third-party risk management , and crisis management , ensuring a cohesive… more
- HSBC (New York, NY)
- …market, wealth, affluesnt market trends, and deep understanding of US regulatory framework, risk management and compliance + Outstanding work ethic and proven ... and control framework. You will report to The Head of Business Management and Commercial Execution...front office and infrastructure teams (eg, Operations, Technology, Compliance, Legal , Risk , HR, Finance) and serve as… more
- PPL Corporation (Louisville, KY)
- … legal documents, document management , and assisting attorneys in mitigating legal risk exposure to PPL Corporation and its subsidiaries by ensuring ... and its subsidiaries before courts and on property-related issues, regulatory compliance, risk management , and project development. This role offers a unique… more
- Wellington (Boston, MA)
- …The Senior Compliance Analyst will be a member of the Legal , Compliance and Risk Group, report directly to the Global Head of the Public Markets Compliance ... and work closely with other compliance, legal and risk professionals, as well as...traders, as well as their managers + Providing regulatory risk management advice and support to projects… more
- SMBC (New York, NY)
- …technology and control functions including legal , compliance, data security and risk management to promote front-to-back collaboration across risk ... related technology controls. Reporting to the Cybersecurity Audit Team Head , the Audit Director will be responsible for (i)...their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage… more
- PPL Corporation (Providence, RI)
- …of the PPL Corporation (NYSE: PPL) family of companies addressing energy challenges head -on by building smarter, more resilient, and more dynamic power grids and ... estate and transmission encroachments, including assisting with processes, workflow, risk assessment and mitigation on projects. Represents the right-of-way… more
- Pfizer (South San Francisco, CA)
- …area strategies for the portfolio. The Oncology PTL drives the effective execution and risk management of the integrated plan in partnership with the functional ... position reports to the Genitourinary (GU) disease area PTL Head within the Product Teams & Portfolio and Program...ensure adherence to plan and strategy + Drives integrated risk management , issue identification and resolution and… more
- MUFG (Irving, TX)
- …compliance subject matter experts. + Thorough understanding of an effective financial crimes risk management framework. The typical base pay range for this role ... organizationally resides within the Global Financial Crimes Compliance (FCC) Program Management . GFCD works to ensure that our organization conducts its business… more