- Wells Fargo (Charlotte, NC)
- …sector within the broader Energy & Power group. The position will report to the Head of Portfolio Management - Energy & Power and be responsible for the ... direct management of mid- and junior-level resources, as well as helping...banking; commercial real estate lending and servicing; investment banking; equity ; and fixed income solutions including sales, trading… more
- TD Bank (New York, NY)
- …and execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing Leads to ... US broker dealer or regulator. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules… more
- Mizuho Corporate Bank (New York, NY)
- …professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody ... audit services to the branches, representative offices and agencies of Mizuho Bank, Ltd. in the Americas, and to...market risk and liquidity risk (including interest rate risk, equity price risk, foreign exchange risk, commodity risk, and… more
- Scotiabank (New York, NY)
- …in a timely manner, and appropriate reporting is conducted to the Deputy Global Head of Sanctions + Acting as a critical subject-matter-expert providing advice ... development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, … more
- Wellington (Boston, MA)
- …and serve as a change agent during technology transitions. * Work with the Head of their Investment Platform function to promote business accountability and ... Additional qualifications and individual characteristics include: * 10+ years of experience in an investment, trading , or... proprietary, independent research and span nearly all segments of the global capital markets, including equity ,… more
- Scotiabank (New York, NY)
- …order to oversee various diverse functional areas and delegate responsibilities to the unit head of each area; and effectively implement change. + Ability to ... development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, … more
- Mizuho Corporate Bank (New York, NY)
- …professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody ... VP or above in all administration and operational aspects of the middle office functions. The functions include but...+ Maintain / generate reports to Operations management, the Head Office and other divisions as required. + Support… more
- Marex (New York, NY)
- …up on open issues as needed. + .Produce metrics on Surveillance reviews to the Head of US Surveillance + Clearly delineated by date, business line, desk, alert ... primarily focus on Surveillance (Trade Activity and Communications) across a range of asset classes (Cash Equity , Fixed Income, Commodities, Derivatives… more
- Mizuho Corporate Bank (New York, NY)
- …professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody ... various administrative functions required to be executed as part of the audit process, including but not limited to,...+ Communicate, as needed, with Internal Audit Department (IAD) Head Office, other IAD overseas offices, IADA management and… more
- Mizuho Corporate Bank (New York, NY)
- …and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting. Responsibilities + Generate, submit, and/or monitor ... Why Mizuho At Mizuho, we provide the stability of an international industry leader with the career...its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading ,… more