- Scotiabank (New York, NY)
- …before the final draft supporting materials and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives ... Compliance Testing Senior Manager, Swap Dealer and Derivatives...& Markets provides a full range of investment banking, credit and risk management products and services relevant to… more
- Regions Bank (Atlanta, GA)
- …This position may manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager, the Head of a Division or a specialized Group ... ie Credit Products, Commercial, etc. **Primary Responsibilities** + Conducts compliance reviews and provides oversight of legal entities, business units, and… more
- Wells Fargo (Charlotte, NC)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... & Power group. The position will report to the Head of Portfolio Management - Energy & Power and...Lead CIB Portfolio Manager will oversee the execution of credit related functions and portfolio oversight on a portfolio… more
- City of Lakeland (Lakeland, FL)
- …large volume purchasing of goods, services, equipment and/or construction material in compliance with laws and statutes. Employee works under general supervision and ... by other governmental jurisdictions, national technical societies, trade associations, private businesses, and private organizations. + Promote goodwill… more
- The County of Los Angeles (Los Angeles, CA)
- …to others (eg, supervisors, coworkers, pilots, etc.), and to be in compliance with manufacturers guidance, Federal Aviation Regulations (FARs), and/or County policy. ... overhauls to return "certified" helicopters to flight status in compliance with Federal Aviation Administration Regulations and manufacturer requirements-or-Responsible… more
- Mizuho Corporate Bank (Chicago, IL)
- …auditors as needed. + Work with account officers, Group Head and Unit Head on special projects as assigned. 2) Compliance -related + Obtain a basic ... and procedures. Identify, investigate and resolve complex operational problems. Work with Group Head and senior members of the team with training of junior staff… more
- NYSERDA (New York, NY)
- …in alignment with the Climate Act. NY Green Bank collaborates with the private sector to transform financing markets. It also develops transaction structures and ... and more, to develop, invest, and foster conditions that: + Attract the private sector capital investment needed to expand New York's clean energy economy. +… more
- Mizuho Corporate Bank (New York, NY)
- …Securitization, Leasing, Collateralized Loan Obligations, Project Finance, Loan Trading, and or Credit Derivatives, as necessary) + Experience with compliance in ... (Agency/Bilateral Loan Administration) AVP is responsible for assisting the Section Head in supervising the Agency / Bilateral Loan Administration Section; ensures… more
- MyFlorida (Fort Myers, FL)
- …reviews standards and plans for continuous improvement. + Communicates investigators' compliance with these expectations on a regular basis and provides coaching ... that CPI operations are within legislative authority and in compliance with required federal, state rules and regulations. +...AND (e) Valid Driver License;AND (f) Must possess operational private vehicle for use in the performance of daily… more
- SUNY Erie Community College (Buffalo, NY)
- …with queries from the public and customers; + Sends radiographic images to private offices or other healthcare facilities as requested. Uses encrypted email methods ... calendar in Eagle Soft, blocking student chairs as requested by faculty and Department Head ; + Arranges for signage advertising of the clinic with the PR Department;… more