- JPMorgan Chase (The Woodlands, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- Truist (Austin, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- Wells Fargo (Houston, TX)
- …financial markets, banking, or financial services industry. **JOB EXPECTATIONS:** + Registration for FINRA Series 7 must be completed within 90 days of hire date ... if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA… more
- Thrivent Financial (The Woodlands, TX)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... onboarding program. After onboarding, you'll have control over the income you earn, as you'll be paid through commissions and incentives based on your success. As a Thrivent Financial advisor, you will: + Build a financial practice guiding Christians on their… more
- PNC (Austin, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... PNC's Public Finance organization, you will be based in Houston , Dallas, San Antonio, or Austin, TX. Job Description...Derivatives - SIE, Series 7 and 63 within 120 days… more
- Bank of America (Houston, TX)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Houston , Texas **To proceed with your application, you... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- ExxonMobil (Spring, TX)
- …(https://corporate.exxonmobil.com/About-us/Who-we-are) and how we can work **together** . **About Houston ** ExxonMobil's state-of-the-art campus north of Houston ... Hardy Toll Road, approximately 25 miles from the cultural vibrancy of downtown Houston . The campus was constructed to the highest standards of energy efficiency and… more
- ExxonMobil (Houston, TX)
- …(https://corporate.exxonmobil.com/About-us/Who-we-are) and how we can work **together** . **About Houston ** ExxonMobil's state-of-the-art campus north of Houston ... approximately 25 miles from the cultural vibrancy of downtown Houston . The campus was constructed to the highest standards...to at least one of the following domains: time series analysis, natural language processing (NLP), computer vision, or… more
- Neuberger Berman (TX)
- …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... $100m+ AUM in the Central Region. Major focus cities include Dallas, Austin, Houston , Denver, St. Louis, and Kansas City. The RIA Client Advisor must possess… more
- PNC (Cleveland, OH)
- …candidate is required to obtain FINRA SIE and Series 99 licenses within 120 days of hire. Series 7 , 24, or 27 licenses can be used in lieu of Series 99 ... organization, you will be based in Pittsburgh, PA, Cleveland, OH, Birmingham, AL or Houston , TX. This is a remote position. Work may be performed from a quiet,… more