- New York State Civil Service (Albany, NY)
- NY HELP No Agency Empire State Development, NYS Title Senior Compliance Manager, Contractor & Supplier Diversity Occupational Category Other Professional Careers ... and individuals with disabilities are encouraged to apply. Please contact Human Resources if you require an accommodation.BASIC FUNCTION:Reporting to the Director,… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of ... a comprehensive compliance program for the Capital Markets division. This role...program for Capital Markets, encompassing Equity Investment Banking, Equity Research , Institutional Equity Sales & Trading, Affordable Housing Investments,… more
- Raymond James Financial, Inc. (Denver, CO)
- …experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an assigned compliance function. ... contact with internal audit control or industry regulators to identify, research , analyze, and resolve complex issues. **Essential Duties and Responsibilities** *… more
- TD Bank (New York, NY)
- …bodies related to CGO accountabilities + Participates in/leads enterprise-wide or Compliance focused special projects + Oversees research , development and ... rewards performance in a timely manner + Manages employees in compliance with all human resources policies, procedures and guidelines of conduct + Shares… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of the Raymond James business model. + Plays a role in the compliance reporting processes, including exception reporting, and approves corrective actions. + Works ... with the Compliance Training team to ensure enterprise policy requirements are...and projects representing the interest of the department. + Research regulatory updates to identify linkages and trends and… more
- ADP (Augusta, GA)
- **ADP is hiring a Sr Compliance Delivery Specialist- AVS.** In this position you will ensure compliance with the ADP's Anti-Money Laundering Program, FCRM ... Follow FCRM processes to process FCRM cases including analysis, data research , requests for information, RFI follow up, documentation review, proper information… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing an assigned compliance ... or needs. Maintains extensive contact with internal customers to identify, research , analyze, and resolve complex issues. **Essential Duties and Responsibilities** +… more
- Oura (San Francisco, CA)
- …and compliance with FDA, Common Rule, EU MDR, and GDPR requirements for human subjects research , and retrospective studies. + Oversee labeling and marketing ... local co-working locations. The AGC, Senior Director of Regulatory Compliance & Privacy will provide strategic legal guidance on...will provide strategic legal guidance on all aspects of compliance on behalf of the global org, including global… more
- Trinity Health (Livonia, MI)
- …and periodic risk assessments in support of the Trinity Health Integrity & Compliance Program (ICP). Risk assessments consider legal and regulatory compliance ... applicable to Trinity Health operations as identified by Department of Health & Human Services (DHHS) - Office of Inspector General (OIG), Centers for Medicare &… more
- Chewy (Plantation, FL)
- **Our Opportunity:** Chewy is looking for a Corporate Compliance and Privacy Analyst to join our Legal Team based in Plantation, Florida! This position is an ... supporting all aspects of the organization with respect to a broad spectrum of compliance and privacy issues and any other topics needed by the business. As the… more