- Scotiabank (New York, NY)
- …objective assurance over the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who thrive in ... are met. Apart from possessing knowledge in capital market products and related risk management techniques, the incumbent should be proficient in applying … more
- Scotiabank (Dallas, TX)
- …regulatory changes, and industry trends. Conveys risk -related information to Officer -in-Charge or Audit Principal and senior management . + Maintain ... provides a full range of investment banking, credit and risk management products and services relevant to...the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent , and objective assurance over the design and operations… more
- Scotiabank (Dallas, TX)
- …regulatory changes, and industry trends. Convey risk -related information to Officer -in-Charge or Audit Principal and senior management . + Maintain ... provides a full range of investment banking, credit and risk management products and services relevant to...the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent , and objective assurance over the design and operations… more
- HSBC (New York, NY)
- …risks/obligations and working to ensure that the business operates within the HSBC risk framework. + By collaborating with business management and other ... US Equities Compliance, SVP Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001...on the Equity Derivatives (EQD) business segment (EQD Compliance Officer ). + The EQD Compliance Officer will… more
- MTA (Jamaica, NY)
- …process best practices and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well as marketing, training ... the oversight of business processes and provide strategic leadership. Serve as the independent point of contact for the MTA and its subsidiary agencies to coordinate… more
- University of Virginia (Charlottesville, VA)
- …for improvement and communicates trends to the Chief Corporate Compliance and Privacy Officer and management . + Develops and implements projects to meet ... using expertise of investigative procedures, research, and analysis, applies independent judgement and critical decision making to determine regulatory compliance… more
- CIBC (Chicago, IL)
- …action plan development. + **Cross-Functional Relationships** : Cultivate relationships with CAO management , Independent Risk Management partners, and ... of the Chief Administrative Officer (CAO) to enable effective risk management across CAO activities. The Consultant, Business Controls will assist with… more
- Scotiabank (Dallas, TX)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... the 3rd Line of Defense, Internal Audit provides enterprise-wide, independent , and objective assurance over the design and operations...the design and operations of the Bank's internal controls, risk management and governance processes. We are… more
- Heritage Financial Credit Union (Middletown, NY)
- …across the organization, helping to support our culture of integrity, transparency, and risk management . Here's a little about us: Heritage Financial Credit ... works with CU leadership to support the Compliance and Risk Management Program with a primary focus...of the BSA and cooperate with the designated BSA Officer in assuring compliance. ESSENTIAL FUNCTIONS AND RESPONSIBIITIES +… more
- Scotiabank (Dallas, TX)
- …objective assurance over the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who thrive in ... a challenging environment and work with management to find solutions to address control weaknesses. The...and our customers safe. Accountabilities: + Acts primarily as Officer in Charge (OIC) as a team member for… more