- Citigroup (Tampa, FL)
- …process tree including, but not limited to, tax form validation, withholding, information reporting, legal entity maintenance, and governance *Act as a tax ... Tax Information Reporting (TIR) is responsible for end-to-end client...Act (FATCA), and Common Reporting Standard (CRS) regimes, Citi-wide governance , and US non-income tax including sales & use… more
- The Hartford (Hartford, CT)
- …as we help shape the future. Reporting to the Head of Quality and Delegated Governance , the Delegated Governance Lead will be responsible for supporting the ... Digital Strategy Lead - ME07LE We're determined to make a...systems + Understanding of the underwriting processes, inclusive of information risk analysis, rating methodology, underwriting guidelines… more
- Citigroup (Tampa, FL)
- **C14 Program Governance ** **and** **Communication** ** Lead ** To achieve its ambition to become a market leader in KYC, Citi has established a strategic ... infrastructure as well as enhancing our safety and soundness. The Program Governance and Communication Lead supports internal and external communications… more
- TD Bank (New York, NY)
- …and developing junior team members and helping to evolve risk governance routines. **Key Responsibilities:** + ** Lead portions of the enterprise compliance ... risk and control data.** + **Support the enhancement of the risk assessment methodology, tools, and governance framework by identifying improvement… more
- TD Bank (Lewiston, ME)
- …and escalation of action items, coordinate information gathering for risk assessments and maintain governance records with thoroughness and consistency ... TM Program's oversight committee and contribute to other key risk and governance . The individual will work...or services + Acts as a technical expert / lead integrating cross-function understanding within their own field of… more
- TD Bank (New York, NY)
- … risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require sufficient expertise ... Governance Programs across TD Securities (Globally), ensuring a strategic, risk -based approach for alignment with Enterprise Change Governance Standards. The… more
- MUFG (Irving, TX)
- …responsible for transaction surveillance, detailed investigations, quality control and/or special risk client activities in support of the Bank's BSA/AML program. ... AML Department Manager in establishing and maintaining efficient, scalable and risk -based analytical techniques and methods for evaluating client activity, enabling… more
- Truist (Charlotte, NC)
- …frameworks and ensure the appropriate level of embedded enforcement and accountability provisions. Lead the adaptation of complex high risk work programs and ... Responsible for leading a robust and sustainable Regulatory Reporting Governance program across the Finance organization. Design, implement and execute… more
- Raymond James Financial, Inc. (CO)
- …+ Performs other duties and responsibilities as assigned. **Knowledge of** + Fraud risk governance frameworks and regulatory expectations (eg, BSA/AML, Reg E, ... management framework. This role is responsible for supporting enterprise-wide fraud governance activities, including policy and standard development, risk … more
- S&P Global (Houston, TX)
- …such as: + Lead the Commodity Insights division to develop a Model Governance and Model Risk framework for S&P Global that can be scaled across ... internal use):** 12 The Head of Quality and Model Governance company plays a crucial role in ensuring the...analysts and pricing quality team in successful identification of risk and scalable remediation plans emanating from the model… more