- CalSTRS (Sacramento, CA)
- …position within the Investment Branch, you will be required to disclose your personal broker account information and be required to utilize a personal broker ... options + Medical benefits, including health, dental and vision insurance + Paid holidays and a defined benefit retirement...three weeks of vacation/sick leave for staff + Health insurance in retirement + Employee Assistance Program + Loan… more
- Charles Schwab (Lone Tree, CO)
- …audited financial statements for applicable subsidiary entities, including Schwab's broker -dealer, bank, and international subsidiaries. The SEC Reporting group ... GAAP, financial reporting principles, and SEC regulatory requirements. + Relevant broker /dealer, banking, or other financial services accounting experience a plus. +… more
- Insight Global (New York, NY)
- …space to join the service team of one of their top clients in the insurance space. This role supports the Producer in developing new business opportunities for both ... Skills and Requirements 6 years of experience in the insurance space 2-3 years as an Account Manager Lead...sized commercial book of business (20M +) PnC and broker 's license, PnC casualty agent and PnC broker… more
- Neuberger Berman (New York, NY)
- …ensure the highest standards of supervision and governance for RIA and Broker Dealer platforms and advisory/sales activities + Oversee the implementation of ... leading high-performing teams + Deep understanding of RIA and Broker Dealer supervisory frameworks, advisory/sales practices, and relevant regulatory requirements… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... of finance and accounting, particularly in the bank and broker -dealer space; + Good SQL and Excel Skills; +...benefits + Tuition reimbursement + Health, dental, and vision insurance What's in it for you: At Schwab, we're… more
- Charles Schwab (Westlake, TX)
- …audit, or regulatory risk management experience in a financial services retail broker dealer or investment advisory role. + Strong knowledge of financial services ... broker -dealer and Investment Advisory industry standards, best practices, and...benefits + Tuition reimbursement + Health, dental, and vision insurance What's in it for you: At Schwab, we're… more
- CalSTRS (Sacramento, CA)
- …position within the Investment Branch, you will be required to disclose your personal broker account information and be required to utilize a personal broker ... options + Medical benefits, including health, dental and vision insurance + Paid holidays and a defined benefit retirement...three weeks of vacation/sick leave for staff + Health insurance in retirement + Employee Assistance Program + Loan… more
- Charles Schwab (New York, NY)
- …group policies and procedures. + Advising on margin regulation and related broker dealer regulations. + Advising on legal and regulatory matters affecting the ... for the Treasury group of a bank or associated broker -dealer or on behalf of financial institution clients. +...benefits + Tuition reimbursement + Health, dental, and vision insurance What's in it for you: At Schwab, we're… more
- Charles Schwab (Lone Tree, CO)
- …optimization across three banks, an off-balance sheet sweep deposit portfolio, and a broker dealer. The Senior Manager will develop strategy and analysis for senior ... or PRM, preferred . Experience managing the risks associated with a combined broker -dealer and bank(s) balance sheet business model . Successful history of building… more
- UMB Bank (Kansas City, MO)
- …accounts (HSAs) and private label, multipurpose debit cards to insurance carriers, third-party administrators, software companies, employers and financial ... and confidence as a trusted advisor. + You will assess and identify a prospect/ broker 's current needs to sell and provide ongoing account management support for the… more