- Kestra Financial (Knoxville, TN)
- …and record keeping adheres to compliance standards * Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance * ... in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited to:… more
- HCA Healthcare (Brentwood, TN)
- …plans (accident, critical illness, hospital indemnity), auto and home insurance , identity theft protection, legal counseling, long-term care coverage, moving ... assistance, pet insurance and more. + Free counseling services and resources...the DVP will be responsible for being the knowledge broker and implementation leader for GME in the Division… more
- Truist (Richmond, VA)
- …supervisory functions that are routinely associated with those of a retail broker /dealer. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the ... change from time to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal...in lieu of Series 66) + Life/Health and Variable Insurance Licensing + 5 or more years related retail… more
- Guardian Life (Holmdel, NJ)
- …managing top and bottom-line growth strategies, and identifying opportunities to increase broker market share and value. Success in this role will be largely ... dynamics and trends + Support the general wellbeing of broker and client relationships for the development and growth...million customers realize their dreams through a range of insurance and financial products and services. Our Purpose, to… more
- Highmark Health (Philadelphia, PA)
- …is on the acquisition, retention and profitability of local accounts, broker relationships and exploring new distribution channels. **ESSENTIAL RESPONSIBILITIES** + ... accounts. + Drive acquisition of ancillary business. + Manage association and broker relationships + Provide incentives for brokers to sell Highmark products. +… more
- US Bank (New York, NY)
- …supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the ... regulatory authorities, especially the SEC and FINRA + Experience with broker -dealer corporate governance + Familiarity and experience with relevant trade groups… more
- SMBC (New York, NY)
- …products. SMBC Nikko Securities America, Inc. is an SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority (FINRA) and ... clients. The individual will support activities within our swap dealer and broker dealer businesses including derivatives, FX, repo and securities lending. As part… more
- TEKsystems (Hampton, VA)
- Description Project Overview: Maximus is providing enrollment broker support for state Medicaid and Medicare open enrollment window and longer-term enrollment ... broker support. Position Title: CSR3-CallCenter Pay Rate - $17.00...- Pre-tax and Roth post-tax contributions available * Life Insurance (Voluntary Life & AD&D for the employee and… more
- TEKsystems (Madison, WI)
- …support the sales and onboarding process by creating proposals, collecting and entering broker data, and ensuring accurate documentation in our systems. This is a ... data from brokers via email and phone + Enter broker and client data into D365 and Encore systems...- Pre-tax and Roth post-tax contributions available * Life Insurance (Voluntary Life & AD&D for the employee and… more
- TEKsystems (Hampton, VA)
- Description MAXIMUS SOA VT HIX Project Overview: Maximus is providing enrollment broker support for state Medicaid and Medicare open enrollment window and ... longer-term enrollment broker support. Position Title: CSR3-CallCenter Pay Rate - $17.00...- Pre-tax and Roth post-tax contributions available * Life Insurance (Voluntary Life & AD&D for the employee and… more