- Robert Half Finance & Accounting (Houston, TX)
- …for a proactive individual with a deep understanding of the regulatory landscape for broker -dealers and investment advisers. HOW YOU WILL MAKE AN IMPACT + Policy and ... A minimum of 5 years of experience in a compliance role at a securities broker -dealer or investment adviser. COST TO ENTER THE GAME + Bachelor's degree in Finance,… more
- Healthfirst (NY)
- **Duties & Responsibilities:** + Has oversight of the entire broker appointment process to ensure proper completion of contracts and marketing agreements. + ... School diploma from an accredited institution or equivalent experience in the Broker appointment and Commissions spectrum. + Supervisory experience + Experience with… more
- L3Harris (Melbourne, FL)
- …EEI filing) procedures, and ATA Carnet Management Program. + Manage customs broker relationships and mitigate risks. + Collaborate closely with key business ... years of prior related experience. Preferred Qualifications: + Licensed Customs Broker or other professional credential (eg, Certified Customs Specialist (CCS)). +… more
- OTC Markets Group Inc (New York, NY)
- …Retirement + Commuter Transit & Parking Program + Income Protection (Life Insurance , Short- & Long-Term Disability) + Voluntary Benefits (Accident, Critical Illness, ... Link(R) Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on to facilitate trading. Our innovative model offers… more
- TD Bank (Marlton, NJ)
- …Client Wealth, (TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth Management Services Inc. (TDWMSI). The Supervision Controls ... (or FINRA Series 9/10) + State Life & Health Insurance License (Preferred) + FINRA Series 65/63 or 66...Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- US Foods (Fishers, IN)
- …on experience** + **Benefits Start Day 1!** + **Medical, dental, vision, 401K, life insurance , strong safety culture, and much more!** + **US FOODS(R) is the company ... questions regarding, but not limited to product availability, delivery schedule, broker contact and line information, product information and specification, product… more
- Kestra Financial (Beaver, PA)
- …and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + ... in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited to:… more
- Kestra Financial (Raleigh, NC)
- …and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + ... in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited to:… more
- CH Robinson (Laredo, TX)
- …mastery in client specifications and understanding the pivotal role of a customs broker in the supply chain. This opportunity offers a platform to refine your ... the Customs Regulations, specifically 19 CFR 111.53(e), a Customs Broker is required to receive written approval from US...+ Dental and Vision + Basic and Supplemental Life Insurance + Short-Term and Long-Term Disability + Paid and… more
- CH Robinson (Atlanta, GA)
- …note that per the Customs Regulations, specifically 19 CFR 111.53(e), a Customs Broker is required to receive written approval from US Customs and Border Protection ... the Customs Regulations, specifically 19 CFR 111.53(e), a Customs Broker is required to receive written approval from US...+ Dental and Vision + Basic and Supplemental Life Insurance + Short-Term and Long-Term Disability + Paid and… more