- US Bank (Atlanta, GA)
- …in the following areas: * Wealth Management laws and regulations (eg, Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) ... Operations, Private Banking) * Capital Market laws and regulations (eg, Broker Dealer, Trust Services, Wealth Management, SEC Regulations, FINRA Regulations, 12CFR9… more
- HUB International (Argyle, TX)
- **About HUB International** HUB International is a global insurance broker providing a broad array of property, casualty, risk management, life and health, ... dedicated to helping individuals and businesses evaluate and manage their risks and insurance needs. We are a company dedicated to superior customer service with… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the ... of finance and accounting, particularly in the bank and broker -dealer space + Strong SQL and Excel skills with...Experience with regulatory reporting (FR 2052a, LCR, NSFR) is preferred but not required + Experience with Tableau and/or… more
- Robert Half Finance & Accounting (Chicago, IL)
- …and it comes with benefits, including medical, vision, dental, life, and disability insurance . To apply to this hybrid role please send your resume to ... emphasizing the importance of a work-life balance. Position Purpose: The Broker -Dealer Regulatory Reporter is responsible for compiling, analyzing, and submitting… more
- The Cigna Group (Dallas, TX)
- …2.) supporting local market growth by enabling our Sales organization through broker engagement strategies. **_This role will support multiple firms and two regions: ... NY/NJ & Southwest._** **DUTIES AND RESPONSIBILITIES** **Local Market Broker Strategy:** + Consultative partner to Market leadership; identifies key partner firms at… more
- Charles Schwab (Westlake, TX)
- …thrive if you're familiar with investment products and services from a major broker -dealer and have a genuine eagerness to learn, innovate, and simplify processes. ... administraton experience. + Experience in the securities industry (large broker - dealer or mutual fund firm) or law firm,...dealer or mutual fund firm) or law firm, highly preferred . + Familiarity with ETF and mutual fund regulatory… more
- Robert Half Finance & Accounting (Chicago, IL)
- …and it comes with benefits, including medical, vision, dental, life, and disability insurance . To apply to this hybrid role please send your resume to ... format, and provide variance analysis on financial reports, maintain broker balances and other tasks as needed * Assist...* Experience with Salesforce or similar CRM platforms is preferred . * Exceptional attention to detail and ability to… more
- HUB International (Riverside, CA)
- …Team** assists as the bridge of communication between the Hub Accounting teams and our Insurance Carrier and Broker partners. As a service and support unit, they ... delay transaction processing. + Maintain organized and accessible records within broker management systems, following internal procedures. + Contribute to a… more
- Cushman & Wakefield (El Segundo, CA)
- …other Transaction Related Correspondences + Enter expense reports into Workday Manage Team/ Broker Calendars + Schedule Weekly Team Meetings + Set and Confirm Client ... Meetings and Conference Calls + Schedule and Coordinate Broker Events (Open House) Coordinate All Marketing Efforts + Create, Enter and Maintain Listings in External… more
- Cushman & Wakefield (Tampa, FL)
- …in measuring transactional performance * Ensure that all client and broker engagement documentation is executed **Transaction Management:** * Coordinate the field ... broker selection process * Assist with determining client needs...Bachelor's degree (BA/BS) required in any field; finance/real estate preferred * Must hold active real estate license or… more