- ManpowerGroup (Wayne, NJ)
- …operations team. The ideal candidate will have experience working for a Customs House Broker (CHB) or a freight forwarder with an in-house broker , strong ... Microsoft Office and ERP systems; SAP & GTS experience preferred . + Exemplary communication and customer service skills with...Prescription Drug Plans + Dental Plan + Supplemental Life Insurance + Short Term Disability Insurance +… more
- Neuberger Berman (New York, NY)
- …ensure the highest standards of supervision and governance for RIA and Broker Dealer platforms and advisory/sales activities + Oversee the implementation of ... leading high-performing teams + Deep understanding of RIA and Broker Dealer supervisory frameworks, advisory/sales practices, and relevant regulatory requirements… more
- Charles Schwab (Westlake, TX)
- …audit, or regulatory risk management experience in a financial services retail broker dealer or investment advisory role. + Strong knowledge of financial services ... broker -dealer and Investment Advisory industry standards, best practices, and...content + Experience drafting and maintaining policies and procedures Preferred Qualifications: + FINRA Series 7, 9/10, or 24… more
- CalSTRS (Sacramento, CA)
- …as, Certified Internal Auditor (CIA) or Certified Information Systems Auditor (CISA) preferred + Strong project management experience or proven ability to lead, ... Branch, you will be required to disclose your personal broker account information and be required to utilize a...options + Medical benefits, including health, dental and vision insurance + Paid holidays and a defined benefit retirement… more
- CVS Health (Topeka, KS)
- …are professionals who help us build our middle market business via the broker distribution channels for Medical, Group Insurance and Specialty products. Their ... PowerPoint, TEAMs, Salesforce. + Persuasive Presentation Skills demonstrating value. ** Preferred Qualifications** + Established relationships with Broker … more
- Robert Half Finance & Accounting (Chicago, IL)
- …and it comes with benefits, including medical, vision, dental, life, and disability insurance . To apply to this hybrid role please send your resume to ... emphasizing the importance of a work-life balance. Position Purpose: The Broker -Dealer Regulatory Reporter is responsible for compiling, analyzing, and submitting… more
- WTW (New York, NY)
- …gain hands-on experience working with world-class clients and colleagues in the insurance industry. The program provides the opportunity for interns to work ... through deep industry specific expertise. The role of a broker is to help our clients mitigate their total...and their negotiation skills to secure quotations from the insurance carriers. While the nature of the work is… more
- HUB International (Argyle, TX)
- **About Us:** HUB International is a global insurance broker providing a broad array of property, casualty, risk management, life and health, employee benefits, ... dedicated to helping individuals and businesses evaluate and manage their risks and insurance needs. We are a company dedicated to superior customer service with… more
- Neuberger Berman (New York, NY)
- …our Portfolio Managers, Trading, other support and control areas internally and broker dealers, custodian banks and external 3rd party providers. The individual will ... the firm) as well as external clients (custodian banks, accounting vendors, broker dealers, auditors and underlying clients) for all operational related topics.… more
- Kestra Financial (Knoxville, TN)
- …and record keeping adheres to compliance standards * Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance * ... in the financial services industry allowing for a good understanding of broker /dealer operations and financial services products, including but not limited to:… more