- Truist (Charlotte, NC)
- …of expenses, specialized industry accounting, including accounting for broker -dealers, and the determination of regulatory capital. Effectively support ... manage the risk of GAAP non-compliance. Ensure the continual effectiveness of any systems implemented and utilized in the management of GAAP risk. 7. Closely monitor… more
- Neuberger Berman (New York, NY)
- …amendments + Maintain accurate and up-to-date registration records in internal systems and ensure compliance with recordkeeping requirements + Manage FINRA Gateway ... + 3-5 years' experience in registration, licensing, or compliance within a broker -dealer or investment adviser + Proactive, self-motivated, and highly organized +… more
- Reckitt (Parsippany, NJ)
- …dashboards integrating data from multiple sources (syndicated, retailer, and internal systems ). * Standardize reporting processes across the Grocery and Whitespace ... customer portfolio. * Support customer and broker teams with timely, actionable insights to drive sales...Employee Assistance Program to promote mental health, and life insurance for all employees globally. We have a range… more
- Cayuse Holdings (Rosslyn, VA)
- …about whether Cayuse pursues an opportunity + Establishes trusting, honest broker relationships with clients by providing support, information, and guidance, ... in breed, etc. + Familiarity and experience with DCAA compliant accounting systems ; Deltek CostPoint a plus + Proficient in government and commercial opportunity… more
- Aston Carter (San Diego, CA)
- …tables, VLOOKUP, and charting/graphing. Additional Skills & Qualifications + Customs Broker License strongly preferred. + Bilingual in English and Spanish preferred. ... + Familiarity with E2Open trade system is a plus. + Working knowledge of Oracle...- Pre-tax and Roth post-tax contributions available * Life Insurance (Voluntary Life & AD&D for the employee and… more
- TD Bank (Greenville, SC)
- …Series 7, 63 + 65 or 66 + Valid and active Life & Health insurance licenses + Certified Financial Planner (CFP), preferred + Strong understanding of private banking ... CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements...mortgage loan originator with the NMLS (Nationwide Mortgage Licensing System and Registry) in accordance with the Secure and… more
- UNUM (Chattanooga, TN)
- …for one customer value stream (eg Policyholder, Plan Administrator and Field/ Broker )/Business Delivery Highway (BDH). They are accountable for achieving select ... align teams with the highest business value + Implement and manage Lean Management system in partnership with Customer Experience and Process experts to: + Focus on… more
- CVS Health (Olympia, WA)
- …of financial objectives, and nurturing and growth of important customer and broker relationships. Excellent opportunity to work in a unique, fast paced and ... analysis to evaluate strategic options and opportunities - Exceptional communication skills - Insurance license, as required by state law (or must obtain within 90… more
- The Cigna Group (New York, NY)
- …and existing distribution channels through segment expansion, capability development, broker engagement and successful execution of sales and retention strategies. ... also offer 401(k) with company match, company paid life insurance , tuition reimbursement, a minimum of 18 days of...life. We guide our customers through the health care system , empowering them with the information and insight they… more
- TEKsystems (Baltimore, MD)
- …necessary parties involved in closing a transaction, from the customer, broker , correspondent, settlement agent, loan officer, post-closing, loan delivery, mortgage ... up on rate lock expirations and document expirations. Review system of record information to ensure CD can be...- Pre-tax and Roth post-tax contributions available * Life Insurance (Voluntary Life & AD&D for the employee and… more