- American Express (Phoenix, AZ)
- …of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily responsible for oversight of US Small Business ... capabilities. The successful candidate will be responsible for providing independent compliance oversight and second-line challenge to ensure the business is… more
- Xcel Energy (Denver, CO)
- …strategic leadership while directing Quality Management (QM) initiatives and Compliance oversight for the Gas Utility enterprise. Coordinates multi-disciplinary ... groups to develop processes and procedures to monitor and report compliance per DOT 49 CFR regulations, state pipeline safety regulations, and applicable regulatory… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in collaboration with internal stakeholders. + ... processes with key stakeholders. + May coach, train, and mentor others Compliance associates. + May coordinate with stakeholders to develop and implement continuing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing an assigned compliance ... **Essential Duties and Responsibilities** + Assists the Capital Markets Fixed Income Compliance team with managing their core compliance program to ensure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + Insider ... Lending Program + Transactions with Affiliates Program + Manages the Compliance training by collaborating with RJF Compliance and the Organization Training and… more
- Banc of California (Santa Ana, CA)
- …WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan and other initiatives in compliance with the ... team members to perform all SOX-related activities in accordance with the SOX Compliance Program plan and methodology. Works with all levels of management, internal… more
- International Paper (Memphis, TN)
- Compliance Manager - North American Packaging Solutions Description: **Position Title:** ** Compliance Manager - North American Packaging Solutions** **Pay ... health, welfare and retirement plans including Medical, Dental, Life insurance , Flexible Spending Accounts, Short-term and Long-term Disability, 401(k),… more
- UNUM (Portland, ME)
- …industry trends to develop recommendations and strategic direction to ensure regulatory compliance + May participate in meetings with insurance department ... accountable for driving and implementing projects that support the Unum US compliance program, primarily related to Unum's Leave and ADA Services. Projects include… more
- CVS Health (Richmond, VA)
- …or CST**_** **Position summary** Manger level position that applies expertise in compliance , legal and communication skills to support manage and develop compliant ... collaborating and consulting with business leaders, engaging with key stakeholders on compliance related issues to meet regulatory and legal obligations to prevent,… more
- Cintas (Rochester, NY)
- **Requisition Number:** 210716 **Job Description** Cintas is seeking a Training and Compliance Manager . This role oversees operation of the Training and ... Compliance department. They lead and develop the team of...Stock Ownership Plan (ESOP) * Disability, Life and AD&D Insurance , 100% Company Paid * Paid Time Off and… more