- ITT (Stamford, CT)
- …Trade Compliance . Reporting to the Senior Vice President and General Counsel , the Director, Global Trade Compliance is primarily responsible for ensuring ... the enterprise through the implementation of strategies that provide direction and regulatory guidance to all three ITT Value Centers (VC's), ensuring compliance… more
- Equitable (Charlotte, NC)
- …timely, and contextual revisions and feedback for the purpose of ensuring compliance with securities and insurance industry regulations and company policies ... marketing/sales materials. + Creating and maintaining effective working relationships with compliance colleagues, internal legal counsel , branch and regional… more
- First International Bank and Trust (Minot, ND)
- …best places to work. Are you a detail-driven professional with a passion for regulatory compliance and risk management? First International Bank and Trust is ... education and experience. + Industry certifications preferred (eg, Certified Community Bank Compliance Officer, Certified Regulatory Compliance Manager). +… more
- DR Horton, Inc. (Conroe, TX)
- …the following. Other duties may be assigned. * Sign and submit stormwater compliance related regulatory permit applications * Manage the Division Stormwater ... authorities. Communicate with Division President and Corporate and Region Stormwater Compliance Managers regarding regulatory agency concerns. Serve as the… more
- Aegon Asset Management (Cedar Rapids, IA)
- Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... Analyze processes, services and products and provide ongoing guidance to ensure compliance with regulatory and statutory requirements. + Compile information for… more
- Robert Half Legal (Charlotte, NC)
- …and/or real estate (preferred) Education: + Bachelor's degree required; advanced certifications in regulatory compliance are a plus ✨ Ready to elevate your ... professional seeking a career where strategic leadership meets cutting-edge regulatory expertise? We're looking for a Compliance ...+ Guided career growth with mentorship from the General Counsel & Chief Compliance Officer + Exposure… more
- Aegon Asset Management (Cedar Rapids, IA)
- Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... procedures. + Review complex marketing material ensuring adherence to firm policy and regulatory standards. + Manage a team of compliance analysts, providing… more
- L3Harris (Rochester, NY)
- …to E&C policies, procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk to the company. + ... cyber domains in the interest of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer) Job Location: Multiple: Rochester, New York;… more
- NBC Universal (New York, NY)
- … Compliance Officer. Responsibilities: + Provide operational support to legal counsel on key compliance program areas, including policy development, training ... senior management and other key stakeholders. + Support legal counsel in conducting and tracking internal investigations, audits, and...+ Minimum of 3 years of relevant experience in compliance , legal operations, audit, risk, or regulatory … more
- Bon Secours Mercy Health (Cincinnati, OH)
- …Risk Management** : Work proactively with legal counsel to address compliance requirements, manage regulatory reporting, and oversee matters such as claims, ... + Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) **Education** + Master's Degree in Law… more