• KYC Advisory & Controls Associate

    SMBC (Jersey City, NJ)
    …guidance during internal /external audits. + Assist remediation efforts from internal /external audit findings from a strategic and execution perspective. ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...may arise. This role will require tracking of all audit and exam related requests as well as ensuring… more
    SMBC (07/16/25)
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  • Compliance Monitoring & Testing - FCC Testing Vice…

    SMBC (Jersey City, NJ)
    …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... to support testing engagements to validate the efficacy of regulatory compliance internal controls and processes. The candidate should have functional knowledge of… more
    SMBC (07/01/25)
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  • Senior Financial Crime Risk Analyst (US)

    TD Bank (Boston, MA)
    …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... identify risk / provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
    TD Bank (07/30/25)
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  • Senior Manager, Business Risk Management US GTB

    Scotiabank (New York, NY)
    …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... transaction engine of Scotiabank. We support Small Business, Commercial and Corporate clients with effective treasury management solutions coupled with a best-in-… more
    Scotiabank (07/23/25)
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  • Project Manager - Risk Assessment - Firstbank

    FirstBank PR (San Juan, PR)
    …issue management and transformation projects that support the advancement of the Bank's corporate risk assessment. + Assist the Internal Controls and Model Risk ... program to streamline risk identification and resolution at the corporate level. Lead the fraud taskforce to improve existing...and procedures. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable… more
    FirstBank PR (07/24/25)
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  • Financial Crimes Technology Specialist I

    Truist (Wilson, NC)
    …as regulatory examinations 8. Assist technology vertical liaisons with business management/ internal audit and other various support functions; **QUALIFICATIONS** ... duties (as assigned) to support technology activities related to the corporate -wide Financial Crimes Program; reporting pertinent information to the immediate… more
    Truist (07/18/25)
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  • Senior Risk Analyst - Risk Assessment Department…

    FirstBank PR (San Juan, PR)
    …Auditor is preferred. + 6 - 7 years of experience in Accounting, Audit , Finance, Banking, Internal Controls, Model Risk, Banking Products (Mortgage, Consumer ... matters. A ccountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFAC) applicable...Risk Management practices. + Execution & monitoring of the corporate policy and product program cycle (Including new products… more
    FirstBank PR (08/01/25)
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  • Associate Director, Global Capital Markets…

    Scotiabank (New York, NY)
    …Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, ... Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll Do** + Champions a customer… more
    Scotiabank (06/03/25)
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  • Group Risk Specialist - Risk Reporting (US)

    TD Bank (New York, NY)
    …in developing solutions across multiple functions or operations + Interprets internal /external business challenges and the industry environment, recommends course of ... risk or data story telling and data visualization + Past risk and audit experience is an asset **Customer Accountabilities:** + Leads the development and/or… more
    TD Bank (07/31/25)
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  • Head of CIB US Controls Testing & Quality,…

    Santander US (Dallas, TX)
    … internal risk management peers including other first line of defense teams, corporate risk functions and internal audit . **Key Responsibilities** * ... Testing & QC Leader monitors activities to minimize the Corporate & Investment Bank's (CIB) exposure to risk. Activities...* Engage with senior business, Compliance, Operational Risk, and Internal Audit stakeholders to ensure alignment of… more
    Santander US (07/13/25)
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