- Truist (Charlotte, NC)
- …as well as regulatory examinations. 8. Serve as a liaison with business management/ internal audit and other various support functions. 9. Maintain an awareness ... duties (as assigned) to support technology activities related to the corporate -wide Financial Crimes Program; reporting pertinent information to the immediate… more
- SMBC (Jersey City, NJ)
- …guidance during internal /external audits. + Assist remediation efforts from internal /external audit findings from a strategic and execution perspective. ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...may arise. This role will require tracking of all audit and exam related requests as well as ensuring… more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... to support testing engagements to validate the efficacy of regulatory compliance internal controls and processes. The candidate should have functional knowledge of… more
- TD Bank (Boston, MA)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... identify risk / provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
- Scotiabank (New York, NY)
- …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... transaction engine of Scotiabank. We support Small Business, Commercial and Corporate clients with effective treasury management solutions coupled with a best-in-… more
- FirstBank PR (San Juan, PR)
- …issue management and transformation projects that support the advancement of the Bank's corporate risk assessment. + Assist the Internal Controls and Model Risk ... program to streamline risk identification and resolution at the corporate level. Lead the fraud taskforce to improve existing...and procedures. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable… more
- Truist (Wilson, NC)
- …as regulatory examinations 8. Assist technology vertical liaisons with business management/ internal audit and other various support functions; **QUALIFICATIONS** ... duties (as assigned) to support technology activities related to the corporate -wide Financial Crimes Program; reporting pertinent information to the immediate… more
- Wells Fargo (Charlotte, NC)
- …all WF internal control standards, implement new controls and address any internal or external audit points raised + Understand operations risk scenarios ... within our Client Data and Onboarding Facilitation team as a part of Corporate Investment Banking Operations. Learn more about the career areas and business… more
- FirstBank PR (San Juan, PR)
- …Auditor is preferred. + 6 - 7 years of experience in Accounting, Audit , Finance, Banking, Internal Controls, Model Risk, Banking Products (Mortgage, Consumer ... matters. A ccountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFAC) applicable...Risk Management practices. + Execution & monitoring of the corporate policy and product program cycle (Including new products… more
- Scotiabank (New York, NY)
- …Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, ... Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll Do** + Champions a customer… more