- Mizuho Corporate Bank (New York, NY)
- …versus streamlined KYC Onboarding is required + Ensure client packages adhere to internal audit requirements through the judgement made from understanding of ... Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC...efficiency of all documentation required to adhere to both AML and regulatory requirements + Liaise with internal… more
- BMO Financial Group (AZ)
- …a group of clients with total assets of $100MM **Risk** + Adhering to internal and FINRA (Financial Industry Regulatory Authority) Audit requirements + The ... Financial Plans + Solution Positioning + Protecting client Personal Information ** AML (Anti Money Laundering)** + Implementing further AML requirements… more
- JPMorgan Chase (Jersey City, NJ)
- …and support continuous improvement initiatives. + Ensure projects adhere to internal controls, governance standards, and audit -readiness requirements for KYC ... Join Wholesale Know Your Customer (KYC) Operations as a Project Manager and spearhead transformative KYC initiatives that elevate operational excellence, ensure… more
- Newtown Savings Bank (Newtown, CT)
- …RESPONSIBILITIES + Provide prompt and courteous service to all external and internal customers. Courteously resolve customer complaints or properly refer them to ... consumer and business loan and credit card applications. + Work with Customer Experience Manager to drive staff to achieve operational and sales goals. Lead in the… more
- Santander US (Miami, FL)
- …Liaison with the Business Line for all exam related activities including regulatory, Internal Audit and Credit Risk Review. Review materials, responses and ... including Process Mapping, Risk & Control Matrices, Inherent Risk Assessments, Internal Control testing and Heracles data/input. Engage and hold Business Line… more
- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, ... to ensure Trading operational risks are appropriately managed and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This… more
- US Bank (Los Angeles, CA)
- …from Day One. **Job Description** The Private Wealth New Accounts Opening Manager leads the team responsible for account opening new accounts trust, investment, ... the ability to review and validate complex legal documentation. The manager ensures operational excellence, compliance, and a superior client experience throughout… more
- Byline Bank (Chicago, IL)
- …+ 3+ years of experience in Vendor Management. + Experience in areas of Internal Audit , Compliance, or Risk Management preferred. + Familiarity with regulatory ... Payable, Information Security, Business Continuity/Disaster Recovery, Legal, Credit, Compliance, BSA/ AML , and Project Management teams. + Proactively communicates Vendor… more
- Jabil (Salt Lake City, UT)
- …value for a financial period in Standard Costing process.. Assist hiring manager by participating in recruiting and hiring activities.. Ensure that workcell ... SCM initiatives and strategies.. Improve sourcing options by working with Jabil's internal resources and customers to add Jabil preferred and or strategic suppliers… more