- SMBC (New York, NY)
- …Group (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The Regulatory Governance team ... of contact for facilitating efficient coordination between CPAD Advisory and other internal support functions, including CPAD Central Functions, Strategic Planning… more
- HSBC (New York, NY)
- …times + Maintain HSBC internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... Hedge Fund Credit Approval Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001...prudent credit exposures + Analyze and evaluate client's business model (including guidance to deal teams on credit underwriting),… more
- Wells Fargo (Charlotte, NC)
- …of governance activities and decisions. **Stakeholder Engagement** + Coordinating with internal departments (legal, compliance, audit ) to ensure governance ... Governance. This Assistant Vice President will assist in key strategic risk initiatives within the CIB (Corporate and Investment Banking) businesses. Learn… more
- PNC (Pittsburgh, PA)
- …to regulators and PNC control functions as appropriate. Interacts with regulators, internal audit , and management concerning credit portfolio analyses and credit ... targeting for acquisition and portfolio strategies to provide insight into portfolio risk . Manages engagements with internal and external information suppliers… more
- Citigroup (New York, NY)
- …Operations on critical sanctions matters as required. Serves as liaison with Internal Audit , and Compliance Assurance Teams on critical Compliance issues ... technology and processes (c) Full compliance to strategic operating model across Services lines of business (d) Build strong... across Services lines of business (d) Build strong risk / controls focus, ensure minimal surprises and (e)… more
- MongoDB (Palo Alto, CA)
- …documentation, testing support, and remediation + Maintain a consistently high level of audit readiness for internal audit , external auditors, and regulatory ... leading global, multi-geo teams across time zones + Strong understanding of SOX, internal controls, and audit requirements + Demonstrated ability to design… more
- Scotiabank (Dallas, TX)
- …strategies and solutions are executed / delivered in compliance with governing regulations, internal policies and procedures, and fostering a risk culture on the ... the US in successful day-to-day task delivery, target operating model execution and growth. The manager is responsible for...in-person touch points + Lead, manage and participate in internal and external audit obligations, ensuring timely… more
- Autodesk (San Francisco, CA)
- …including analyzing local financials, identify/anticipate areas of weakness based on functional/ risk analysis, and assist with preparation of audit -ready files ... for overseeing all aspects of transfer pricing, including strategy, planning, valuations, audit defense and global compliance. A successful candidate will set the… more
- Banc of California (Santa Ana, CA)
- …management on new modeling/process techniques. + Aid with documentation, process efficiency, internal audit requests, model validation, data management, and ... Bank while aiding with the documentation and procedural improvements for the model . Responsible for ensuring the timely and accurate completion of data preparation… more
- FranklinCovey (Draper, UT)
- …escalation point for the Legal and Sales team to support deal-structuring, risk assessments, redline responses, and internal alignment with Finance, Security, ... operational initiatives while ensuring compliance with applicable laws and mitigating legal risk . The AGC leads a team of staff attorneys, paralegals, contract… more