- Broadview FCU (Albany, NY)
- …and Board of Directors as needed + Coordinate and successfully execute annual ALM audits ( internal audit , NCUA audit , external audit ) + Coordinate with ... and complex credit union. This entails sophisticated savvy leadership, governance, and risk management practices commensurate with a $10 billion plus credit union… more
- State of Colorado (Golden, CO)
- …a State-funded, locally administered program that provides services to youth at risk of further progressing into the juvenile justice system. In addition to ... of and adhere to prevailing legal standards, CDHS Policy, DYS Policy, DYS Audit Standards and Youth Center specific procedure. This position serves a complex… more
- SMBC (Charlotte, NC)
- …business sectors and the second and third lines of defense functions (ie Finance, Risk , Internal Audit , Compliance, Legal). + Manage activities related to ... business functions and using the 3 lines of defense model for internal control. The EUC Governance...discipline). + 3-5 years of business experience in finance, audit , risk , compliance, or regulatory management in… more
- SMBC (Jersey City, NJ)
- …Program Management, Risk and Control, Anti-Fraud/Anti-Bribery & Corruption, and Internal Audit , in addition to engagement with Head Office Personnel. ... of assigned M&T staff and act as a role model for the assigned M&T staff. + Work with...Minimum 8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit , AML Risk and… more
- American Express (Apex, NC)
- …products, services, and organizational structure. + Work closely with other second line risk teams, General Counsel, and Audit to coordinate testing efforts and ... testing frameworks. + Three (3) or more years' experience in regulatory compliance, internal or external audit , or similar role in financial services, banking,… more
- Duquesne Light Company (Pittsburgh, PA)
- …into program requirements. Responsible for overall NERC compliance program including + Internal and external audit performance and coordination + Coordination ... Responsible for directing the overall administration of the Company's NERC internal compliance program including all aspects of compliance with the Critical… more
- PSEG (South Plainfield, NJ)
- …for reporting incidents, response and recovery. + Liaise and maintain relationships with internal audit , enterprise risk management and compliance to ensure ... options depending on the role. In support of this model , roles have been categorized into one of three...implementation of action items stemming from internal audit recommendations, internal risk assessments,… more
- TD Bank (Jacksonville, FL)
- …scale + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of compliance + Integrates new systems ... as necessary, effectively with key stakeholder groups such as Compliance, Legal, Audit , Risk + Coaches to ensure functional/operational problems are handled… more
- TD Bank (New York, NY)
- …closely with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance, Risk , and internal and external counsel. Maintain productive relationships with the ... procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt… more
- Qualtrics (Reston, VA)
- …Security Analyst role is essential to maintaining and advancing our governance, risk , and compliance posture amid rapid growth and evolving regulatory landscapes. ... Find Success** + Lead the Development and deployment of a comprehensive Security Risk Management program within Qualtrics. + Apply strong analytical skills to assess… more