- Mizuho Corporate Bank (New York, NY)
- …for management providing updates on the operations controls, initiatives, procedures, audit findings, operational incidents and any relevant information related to ... the overall control environment. + Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any… more
- JPMorgan Chase (Wilmington, DE)
- …require both technical and analytical skills and the ability to engage both internal and external stakeholders. This individual will possess the ability to drive ... providing representation for sprint planning + Support control framework and audit readiness through process and procedure updates, exception research, evidence… more
- MUFG (Irving, TX)
- …requires strong written and verbal skills, experience with Financial Crimes programs, internal controls and the ability to communicate effectively across all levels ... is experienced with Financial Crimes programs including operational processes, technology, internal controls and regulations and can apply this experience to support… more
- The Estee Lauder Companies (New York, NY)
- …proposals, stakeholder engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & ... including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage… more
- TD Bank (New York, NY)
- …to ensure Trading operational risks are appropriately managed and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This ... management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs… more
- Citigroup (Getzville, NY)
- …and adjustments ** Internal and Regulatory Exam, Change Management:** + Manage internal and regulatory inquiries, Internal Audit and regulatory exam ... as the primary for coverage portfolios, back up teammates on others + Collaborate in regulatory change management with RRIO, Risk, Finance from interpretation to implementation + Effectively communicate and coordinate implementation, act as R&A SME to support… more
- MUFG (Irving, TX)
- …oversight tasks associated with Financial Crimes + Build strong partnerships with Legal, Internal Audit , Operations Risk, Regulatory Affairs Office and other key ... existing products and processes + Interpret intelligence information to support internal investigations + Develop and maintain strong relationships with internal… more
- Citigroup (Charlotte, NC)
- …etc.) for the department. + Drive/Support issue remediation; and timely closure/validations with Internal Audit . + Support fronting Internal Audits and Exams ... Lead 3rd Party Oversight for Payments and ensure appropriate governance documentation ( internal MOU / Network contracts/ etc.) + Centralization of governance (eg:… more
- MUFG (Tampa, FL)
- …operational risk to the firm + Execute testing of RCSA controls based on internal and industry standards and guidelines for design and effectiveness + Participate in ... scheduling and document retrieval to support control testing in accordance with internal requirements + Liaise with risk assessment teams and other stakeholders to… more
- MUFG (Tampa, FL)
- …screening + USD and FC Clearing Operations + Risk management and audit methodologies + Fixed Assets capitalization & maintenance + Reporting and reconciliation ... transactions + Manage documentation and instructions for SWIFT, EDI, and client internal origination processing, limits, and money transfers + Continuously evaluate … more