- Citigroup (Tampa, FL)
- …provide compliance assurance, and ensure readiness for reviews and examinations by Internal Audit , Compliance Risk, Operational Risk, and Independent Risk, among ... any applicable ESPA requirements. + Liaise with Compliance, Risk, and Internal Audit on supporting various initiatives. + Maintain awareness of key regulatory… more
- Citigroup (New York, NY)
- …E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. + Design, deliver, and maintain Market's ... + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to… more
- JPMorgan Chase (Brooklyn, NY)
- …efficiency and mitigate operational risks + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, ... releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in...Lead and work on ad hoc client projects and internal initiatives + Mentor and develop staff resources while… more
- Citigroup (New York, NY)
- …client/industry performance, financial trends, and collateral characteristics. + Propose internal risk ratings, update applicable scorecards, monitor limits, oversee ... Underwriters and submit for approval by Risk constituents via internal processes and system workflows. + Review servicer reports...amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit … more
- Citigroup (Getzville, NY)
- …Recommends Corrective Action Plans (CAPs) and / or Risk Exceptions (REs). + Support Internal Audit reviews and/or internal Control reviews. + Assists with ... Data modeling and workflow mapping. + 2+ years experience working with internal /external audit /regulatory groups is preferred. + Advanced project management,… more
- RGP (Berkeley Heights, NJ)
- …+ Coordinate annual audits with external auditors and ensure SOX compliance with internal audit . + Review quarterly and annual financial regulatory reporting. + ... ensure accurate and timely financial deliverables while collaborating with multiple internal and external stakeholders. Success in this position requires strong… more
- JPMorgan Chase (Newark, DE)
- …and stakeholder management will thrive. This Securities Services business supports internal business and institutional investors clients. This role focuses on ... deliver actionable insights to senior leadership, while collaborating with internal stakeholders to foster transparent communication and achieve desired outcomes.… more
- JPMorgan Chase (Columbus, OH)
- …and listening & questioning abilities. + Engage with legal, compliance, risk, audit , and business and technology control colleagues across the firm. + Leverage ... internal Large Language Model (LLM) tools to drive efficiency...Minimum 7 years of financial service experience in controls, audit , quality assurance, risk management, or compliance. + Demonstrated… more
- JPMorgan Chase (Jersey City, NJ)
- …with the Line of Business (LOB) and global/regional Compliance teams; including Internal Audit , Operational Risk and other Control functions. Your role ... and experience in Compliance as well as familiarity with regulatory and/or audit best practices. Additionally, you may provide Compliance coverage for several areas… more
- SMBC (Jersey City, NJ)
- …Entity Controllers Group and is responsible for ensuring a sound internal control environment, timely and accurate financial and management reporting, supporting ... Coordinates the provision of information to external auditors for the annual audit ; + Oversees accounts, ledgers, and reporting systems ensuring compliance with… more