- Fiserv (Berkeley Heights, NJ)
- …on a global scale, come make a difference at Fiserv. **Job Title** Risk and Control Technology Officer **About your role:** The Technology Risk Officer will ... and Security Incident Response teams. + Drive identification and closure of control gaps and non‑ compliance through risk assessments, remediation plans, and… more
- State of Massachusetts (Boston, MA)
- * Compliance Officer II | Department of Family & Medical Leave* The Compliance Officer is responsible for conducting investigations for compliance ... to deliver program integrity. *What you'd do:* ** The Compliance Officer II,who reports to the Senior...Communicates when necessary, verbally and in writing with DFML internal staff, DFML vendors, claimants, members of legislature, and… more
- Wells Fargo (Charlotte, NC)
- …to grow. Join us! About this role: Wells Fargo is seeking a Senior Lead Control Management Officer to support the Portfolio Strategy & Analytics (PSA) group ... knowledge of internal controls and related policies, including Risk and Control Self-Assessment (RCSA) + Direct experience with execution of RCSA activities (eg,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... the TDS US and global businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...to ensure appropriate remediation. + Develop and maintain strong internal client relationships with focus on ensuring Compliance… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and plays… more
- Citigroup (New York, NY)
- …relating to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities; + Directing and ... Serves as a senior function/business/product compliance risk officer covering North American...diverse Business/Function + Experience with and previous exposure to internal or external control functions and regulators… more
- KeyBank (Atlanta, GA)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... lines of business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
- FirstBank PR (San Juan, PR)
- AUDIT OFFICER INTERNAL AUDIT DEPARTMENT Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure ... one place for you. A Brief Overview The Audit Officer performs and/or assists in internal audits...the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable policies. Employees must follow specific unit… more