- TD Bank (New York, NY)
- …data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams ... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to… more
- RWE Clean Energy (Austin, TX)
- …requests for information from FERC, NERC, and others as required + Track and monitor internal controls to ensure compliance is maintained + Lead the ... **Senior Manager, NERC CIP Compliance ** manages the RWE Clean Energy (RWECE) Internal Compliance Program that is established to maintain compliance with… more
- Bombardier (Wichita, KS)
- …and implementing necessary compliance policies and procedures. + Conduct internal compliance audits, prepare detailed reports for management, and collaborate ... up-to-date and accessible. + Provide training and guidance to internal teams on compliance with FAR/DFARS and... risks, research disputes, and evaluate the effectiveness of compliance controls and processes. + Stay informed… more
- Takeda Pharmaceuticals (Boston, MA)
- …Risk, Ethics and Compliance Committee (RECC) meetings including external benchmarking, internal compliance metrics - dashboards, and compliance program ... Partner, US Oncology Business Unit (US OBU) Ethics & Compliance at the Director level in our Cambridge, MA...cross functional partners to align on, and implement, E&C controls to proactively manage identified risks. + Develops and… more
- City of Detroit (Detroit, MI)
- …assisting management and the Board of Water Commissioners in complying with applicable internal control policies and regulations, and working with management to ... the Board and/or Executive Management *Develop audit procedures for each approved internal audit activity. *Review accounting, financial, control , operating, and… more
- McKinstry (Seattle, WA)
- … and external information for compliance requirements. + Collect and coordinate internal compliance data with other departments. + Collect, store, and track ... **Project Compliance Analyst** Location **WA - Seattle** Job Family...complying with the requirements of the Immigration Reform and Control Act and a Confidentiality Agreement, in addition to… more
- First Horizon Bank (Dallas, TX)
- …compliance background preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations ... and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of...Exhibits a sense of urgency, adheres to deadlines (both internal and those required by law) and meets department… more
- Ensign-Bickford Aerospace and Defense (Simsbury, CT)
- …required + Coordinate licensing for International Visitors/tours/demonstrations + Support annual internal compliance audits + Assist in collection and ... Government approved licenses. Roles and Responsibilities: + Manage document control system to ensure all records related to the...preparation of voluntary disclosures related to export compliance + Support internal audit of EBAD… more
- BayCare Health System (Clearwater, FL)
- … compliance audits, outside audits, HIPAA compliance , and internal departmental policy and procedure controls . Oversees the PFS Government analysts ... + **Days:** Monday through Friday, occasional weekends This Audit and Compliance Supervisor opportunity is a full-time position. This position requires onsite… more
- Houston Methodist (Houston, TX)
- …Auditing. Evaluates risks in achieving organizational objectives including the adequacy of internal controls , compliance with laws and regulations, adherence ... and operational internal audits and actively participates as an internal controls consultant. Evaluates basic controls over information systems… more