- Phillips 66 (Houston, TX)
- …- Support the GEC Ethics Department and Chief Compliance Officer in conducting internal investigations of P66 trader behavior as required, summarizing key issues ... derivative trading activities, including providing timely and accurate compliance and regulatory advice; ensuring compliance with internal policies and external… more
- M&T Bank (Buffalo, NY)
- …problems, addressing and assisting in the investigation of employee and regulatory complaints, coaching managers and employees to achieve resolution of issues ... requirements and ramifications. Participate in the EEOC/Human Rights/Wage and Hour regulatory complaints and may represent the Bank at investigative conferences,… more
- JPMorgan Chase (Jersey City, NJ)
- …information and perform investigative fieldwork, ensuring compliance with regulatory requirements. **Job Responsibilities:** + Conduct thorough investigations ... collaborative client relationships. Our team is responsible for conducting investigations , developing safety policies and procedures, ensuring customer safety,… more
- Coinbase (Providence, RI)
- …standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation * ... crypto, or the tech industry, with a focus on TMS/EDD compliance investigations , or regulatory matters. * Strong interpersonal, analytical, and communication… more
- Prime Care Coordination (Webster, NY)
- …and quality investigations (and all required forms) as assigned within regulatory and agency guidelines and timeframes. + Monitors and tracks incident follow-up ... all follow up and corrective actions are addressed. + Reviews Event (notable/ internal ) program investigations as assigned. + Completes investigation review tool… more
- Jabil (West Chester, PA)
- …this Role you will: + Be the Champion and subject matter expert for Regulatory Compliance programs. + Internal Audit Program management and execution. + ... monitoring and closure. + Participate in developing adequate corrective actions for internal audits, including investigations and corrective action plans, drive… more
- Raymond James Financial, Inc. (Denver, CO)
- … changes, and industry best practices. + Support the preparation of internal reports and regulatory responses related to fraud monitoring activities. ... bring strong leadership, analytical acumen, and deep knowledge of fraud typologies and regulatory requirements. This position plays a key role in protecting the firm… more
- ManTech (Herndon, VA)
- …legal, compliance, or audit teams. + Understanding of federal regulations, workplace investigations , or testing of internal control design and execution. ... MANTECH seeks a motivated, career and customer-oriented Investigator to join our Regulatory Affairs and Compliance team. The candidate must be **located within a… more
- Coinbase (Charlotte, NC)
- …the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigations *What we look for in you ... * Duties will be split 50/50 between US Escalations investigations casework and Subject Matter Expert work, to include...Expert Work and TL Support (50%):* * Serve as internal Subject Matter Expert for Coinbase's end-to-end transaction monitoring… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …and operations unit; + Coordinates, prioritizes, plans and manages examinations, investigations , licensing, consumer services and/or other regulatory programs; + ... law of regulated entities; + Maintains a comprehensive understanding of the regulatory process; + Coordinates investigations of dishonest or unethical business… more