- DHL Express, Inc. (Washington, DC)
- …Mexico, Brazil, etc.). + Experience managing or contributing to internal investigations on trade or regulatory compliance violations including the ... Divisional leads. Lead discussions within the committee on customs compliance issues and internal investigations ...regulatory issues. + Advise DHL business units on internal investigations and voluntary disclosures concerning the… more
- JPMorgan Chase (New York, NY)
- … internal reviews and investigations ; Assist with internal and regulatory audits + Participate in periodic compliance training + Maintain the highest ... & Co. in connection with regulatory inquiries and government enforcement matters, internal reviews and investigations . You will spend your day learning about… more
- RTX Corporation (East Hartford, CT)
- …look up. **Are you ready to go beyond?** The **Associate Director and Counsel, Global Compliance Investigations ** will be a member of the Compliance ... ethics and compliance policies and programs. This role covers Ethics and Compliance investigations internationally for P&W. The role is designated as a… more
- American Express (Sandy, UT)
- …(SARs) with the Financial Crimes Enforcement Network (FinCEN) or refer cases to internal compliance partners for global reporting. USIU plays a vital role ... and filing SARs. + Ensure adherence to legal and regulatory standards as well as internal quality...with expertise in any of the following areas: BSA-AML compliance , law enforcement, complex AML/CTF/ABC investigations . +… more
- Penn State Health (Hershey, PA)
- …the healthcare industry and will be responsible for developing, implementing, and managing regulatory compliance oversight and internal compliance audit ... behavior and provides the basis for ensuring adequate internal controls and compliance with all laws and regulatory requirements. + Work with internal… more
- Abeona (Cleveland, OH)
- …deviations, investigations , CAPAs, and Change Controls for scientific accuracy, regulatory compliance , and clarity. + Identify trends and systemic issues ... + Serve as the investigations SME during regulatory inspections and internal audits; prepare and...investigations , CAPAs, and Change Controls for scientific accuracy, regulatory compliance , and clarity. + Identify trends… more
- 3M (Austin, TX)
- …response capabilities. **Key Responsibilities:** _Management _ + Lead end-to-end DFIR investigations for major incidents, coordinating across internal and ... response maturity. + Ensure all investigative activities comply with legal, regulatory , and internal policy requirements. _Technical_ + Conduct forensic… more
- Capital One (Mclean, VA)
- …Accounting, Finance, or Business Administration + Certified Risk Professional, or Certified Regulatory Compliance Manager certification, or its equivalent + 15+ ... Director, Proactive and Complex Investigations The Anti-Money Laundering (AML) Group is a...is a core risk function within Capital One's Corporate Compliance Department. This Group serves as a second line… more
- TD Bank (Mount Laurel, NJ)
- …requires the ability to lead, train and mentor teams in conducting thorough investigations , ensuring regulatory compliance , and maintaining high standards of ... include HR, Technology, Finance, Risk Management + Ensures team operates in compliance with applicable internal and external requirements, and employees comply… more
- JPMorgan Chase (Jersey City, NJ)
- …employment or assignment. **Job Responsibilities:** + Be Responsible for leading investigations specific to internal fraud, insider trading, securities ... capabilities and skills** + 5+ years experience working in securities regulation, regulatory agencies, compliance , law, law enforcement, or other related fields… more