- M&T Bank (Wilmington, DE)
- …of federal securities laws. + Incident Investigation and Remediation: Lead investigations into compliance violations or potential breaches, recommend and ... **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will...Funds will be responsible for overseeing and administering its compliance program in accordance with Rule 38a-1 under the… more
- CBRE (Atlanta, GA)
- …and engagement initiatives. Investigation & Remediation: + Manage internal investigations of compliance -related issues, ensuring proper documentation, root ... Director of Compliance and Privacy, Industrious Job ID 241323 Posted...the Role:** CBRE, Inc is seeking a Director of Compliance and Privacy to establish and oversee the … more
- CIBC (Chicago, IL)
- … insights to support the bank's growth and operational goals + Lead investigations into compliance violations or breaches, ensuring timely and thorough ... lending and treasury management. **KEY ACCOUNTABILITIES** + Support the Bank's compliance with all applicable federal, state, and local banking regulations and… more
- WMCHealth (Valhalla, NY)
- …leadership and strategic direction for the Ethics and Integrity Program, oversees compliance investigations , auditing, and monitoring, and manages compliance ... WMC Health Network. + Coordinate on joint initiatives involving privacy and compliance intersections (eg, investigations , training, audits) to ensure consistent… more
- The Hertz Corporation (Estero, FL)
- …and procedures and educate on priority topics. This role will also support key compliance investigations and audits and will be a critical player in change ... team's global investigations lead, they may support periodic compliance investigations and leverage outcomes to highlight or drive program improvements. This… more
- Coinbase (Trenton, NJ)
- …services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations , or regulatory matters. * Strong interpersonal, analytical, and ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- The Arc Oneida-Lewis Chapter (Utica, NY)
- …leadership and staff to monitor and implement recommendations from state reviews, investigations , and compliance concerns. The specialist helps develop tools for ... Hourly | 22.00 per hour | FULL-TIME Quality and Compliance Specialist Ready for a life-changing career where every...you to step into the role of Quality and Compliance Specialist . ABOUT THE ROLE: The Quality and… more
- Stanford Health Care (Palo Alto, CA)
- …Packard Children's Health Alliance. Responsibilities include overseeing and conducting compliance investigations and providing compliance -related guidance ... Compliance and Privacy. + Conducts thorough, timely, and fair compliance investigations and assesses the viability and severity of underlying concerns.… more
- North Wind Group (Knoxville, TN)
- …+ Serve as Chief Compliance Officer with enterprise-wide responsibility for compliance programs, internal investigations , and risk management. + Oversee ... litigation, dispute resolution, and administrative proceedings. + Lead internal investigations related to ethics, compliance , or whistleblower allegations.… more
- University of Rochester (Rochester, NY)
- …programs to address anti-corruption, research ethics, privacy laws, and financial aid compliance . Compliance Investigations and Reporting: + Oversee the ... investigations within their scope of responsibility into potential non- compliance issues, working closely with the University's legal counsel and other… more