• Retirement Savings Plan Analyst - NWPS

    Raymond James Financial, Inc. (Seattle, WA)
    …billion of assets under administration._ _About Raymond James:_ _RJA is an investment adviser and full-service broker-dealer dually registered with the ... Services provide retirement plan administration services, recordkeeping, consulting, actuarial, compliance and participant_ _services. Based_ _in Seattle, Washington, NWPS… more
    Raymond James Financial, Inc. (07/15/25)
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  • Director of Treasury & Assistant Treasurer

    Arizona Public Service (Phoenix, AZ)
    …the Nuclear Decommissioning Trust Committee. + Serving as a member of the Investment Management Committee. + Managing pension and trust assets, a rare and critical ... relations. + Managing pension plans and decommissioning trust funds, ensuring compliance and optimal financial performance. + Driving cash and liquidity management… more
    Arizona Public Service (07/09/25)
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  • AP Manager

    Greenbacker Capital (Portland, ME)
    …our IM business segment, Greenbacker Capital Management (GCM) serves as the registered investment adviser to five funds focused on green power generation and ... Energy Company is an independent power producer (IPP) and a leading climate-focused investment manager (IM), whose mission is to empower a sustainable world by… more
    Greenbacker Capital (06/17/25)
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  • Asset Management One USA Inc. - Assistant Vice…

    Mizuho Corporate Bank (New York, NY)
    Asset Management One USA Inc is a New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $ 7 b under ... , banks, custodians, and auditors + Assist with regulatory compliance , including filings of regulatory forms (NFA/SEC) + Assist...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
    Mizuho Corporate Bank (07/23/25)
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  • Senior VP Senior Counsel

    PennyMac (Plano, TX)
    …transactions, servicing and subservicing agreements, confidentiality agreements, derivatives, and investment adviser -related matters. The Senior VP Senior ... and servicer disclosures in connection with third-party securitizations + Assist with Investment Advisers Act compliance matters + Draft and negotiate guarantees… more
    PennyMac (07/11/25)
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  • Sr Consultant, Fund Admin, Regulatory

    Lincoln Financial (Radnor, PA)
    …to internal/external stakeholders on a broad variety of matters related to SEC-registered investment funds and the Annual Update with the SEC of the registration ... Names Rule requirements. * Collaborating with appropriate stakeholders to ensure compliance in tracking new laws, regulations and industry developments and… more
    Lincoln Financial (07/10/25)
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  • Wealth Brokerage Risk Execution Consultant

    Truist (Richmond, VA)
    …and/or administration. 3. Extensive knowledge of the broker/dealer and registered investment adviser industry. 4. Excellent written, verbal and presentation ... other leadership in the designated geography, the Wealth leadership team and the Compliance , Supervision and Risk departments to ensure business unit compliance … more
    Truist (06/28/25)
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  • Director of Investigations - Americas

    CBRE (Sacramento, CA)
    …Global Trust & Investigations and partners closely with senior stakeholders including Legal, Compliance , HR, and Global Security. In your dual role, you will lead a ... assignment, and closure processes. - Partner closely with Legal, HR, Compliance , Security, and regional business leaders to coordinate investigative efforts and… more
    CBRE (07/12/25)
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  • Resilience Services Growth Director Job Details…

    Black & Veatch (Charleston, SC)
    …With a focus on developing BV's presence in the resilience market, this adviser will consult with our regional resilience planning, facility, and coastal teams. They ... Over the last few years, we have made significant investment hires in the Resilience space - from disaster...check, drug screen, and motor vehicle records search, in compliance with any applicable laws and regulations. **Work Environment/Physical… more
    Black & Veatch (07/24/25)
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  • Cyber Posture Management Analyst I

    Jackson National Life Insurance Company (Lansing, MI)
    …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... skills. + Understanding of security controls, risk management, and regulatory compliance (NIST CSF/SOX/GDPR/etc.). Other Duties + Extended hours, including on-call… more
    Jackson National Life Insurance Company (07/21/25)
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