- Vanguard (Oakland, CA)
- …Personalized Indexing (VPI) provides professional portfolio management services to Registered Investment Advisor (RIA) firms and wealth managers who service ... management, reporting, and compliance processes, including VPI's annual Global Investment Performance Standards (GIPS) certification. + Key Interface with VPI's… more
- Vanguard (Malvern, PA)
- …rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll help ensure our advisory services and business activities align with ... Design & Enhance Compliance Programs: Develop and refine compliance processes for investment services and support regulatory advice reporting. + Trusted Advisor … more
- Truist (Roanoke, VA)
- …deepen, grow and retain client relationships by providing distinctive and personalized investment advice, covering a wide range of products and solutions that are ... may change from time to time. 1. Deliver personalized investment solutions to help clients work toward their long-term...goals. 2. Set the strategic direction of the Financial Advisor team to increase assets under management, sales and… more
- Citigroup (Queens, NY)
- …independent external advisor to ensure optimal performance and adherence to investment mandates. This position will report directly to the Chief Investment ... well-researched recommendations for portfolio changes to the CIO and the various Investment Committees. + ** Advisor Relationship Management:** Oversee and manage… more
- Raymond James Financial, Inc. (Denver, CO)
- …Duties and Responsibilities:** + Monitors the sales practices, fiduciary and investment advisory activities of advisors and branch managers through the use ... of various reports and systems. + Interfaces with specific business platform sales management associates to inform them of any supervisory concerns that may arise with advisors and branch office managers and work together with them to address these concerns as… more
- Kestra Financial (Wappingers Falls, NY)
- …account reviews, report generation, and meeting documentation/notes + Consult with lead advisor on investment strategies based on individual financial and ... The Associate/Service Advisor reports to the Lead Advisor ...+ Strong understanding of financial services industry and diverse investment products + Basic computer skills (Outlook, Word, Excel,… more
- KeyBank (Milwaukie, OR)
- **Location:** 1301 5th Avenue, Seattle Washington The Lead Institutional Advisor ( Advisor ) develops investment management and fiduciary relationships with ... non-profit, public, corporate and government clients. The Advisor collaborates with local Key Private Bank (KPB) Markets and Banking Partners to identify prospective… more
- Thrivent Financial (Bellevue, WA)
- …The Associate Advisor reports to and is employed/contracted by the Lead Advisor . Thrivent Investment Management Inc. is the sponsor for FINRA registration ... in this position will be focused on securities and investment advisory products and services as well as fixed...their families. Responsibilities may include working with a Lead Advisor to develop and implement business and marketing plans… more
- Tompkins Community Bank (Pittsford, NY)
- …have a broad and deep understanding of sophisticated wealth management practices and investment strategies. The Wealth Advisor III will create and deliver ... Overview The Wealth Advisor III is responsible for maintaining existing client...client needs. Provide expert advice across wealth management disciplines ( investment , banking, trust, insurance).. + Deliver personalized financial planning… more
- JPMorgan Chase (Columbus, OH)
- …major market throughout the world. **Job Summary** As an Asset Management - Investment Only Internal Client Advisor within the Defined Contribution Investment ... JP Morgan Asset & Wealth Management, is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail… more