- JPMorgan Chase (Indianapolis, IN)
- …are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor , member of FINRA and SIPC. Annuities are made available ... maintaining a strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting edge digital… more
- HUB International (New York, NY)
- …is supporting HUB International's Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief ... Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment advisor and/or FINRA compliance policies and procedures. This means… more
- Atria Wealth Solutions (Fort Worth, TX)
- …LP (CFS), in its partnership with EECU Credit Union, is seeking a Financial Advisor to provide investment and retirement planning services for its members in ... as an organization over the years. As a Financial Advisor your responsibilities include, but are not limited to,...objectives and goals of the individual, then develops an investment strategy to implement. + Stays current and analyzes… more
- Athene (West Des Moines, IA)
- …additional internal partner groups including finance, accounting, treasury, legal, and our investment advisor They will be the derivative group's subject matter ... systems related to the firm's hedging practice. The Sr. Investment Analyst and Trader will be expected to work...as they pertain to the derivative portfolio. The Sr. Investment Analyst and Trader will operate in a back-up… more
- The Hartford (Wayne, PA)
- …communication skills to help develop and build positive relationships? If so, the Internal Advisor Consultant role at Hartford Funds might be the next best step in ... your career evolution. As an Internal Advisor Consultant you will be responsible for building and...expected to establish and maintain open communication with an Advisor Consultant (external wholesaler) and work together to help… more
- US Bank (Houston, TX)
- …you to grow your practice and build a rewarding career. The Wealth Management Advisor position is the investment , investment planning, and insurance products ... positioned for growth and are making significant investments to expand our advisor base and deliver an outstanding client experience. With a collaborative team… more
- First National Bank of Omaha (Omaha, NE)
- …existing customers. + Client Relationship Management: Serve as a trusted advisor , offering personalized investment guidance and comprehensive financial planning ... to change based on business needs. **Summary of the Job:** The Financial Advisor is accountable to advise affluent clients through multiple delivery channels of … more
- PNC (Mansfield, TX)
- …valued and have an opportunity to contribute to the company's success. As a Financial Advisor within PNC's Investment team, you will be based in Mansfield, TX. ... OPT for this position. **Job Description** + Consults on investment and insurance strategies, as well as the development...of financial plans for clients. Grows and retains an investment and insurance book of business. Owns the client… more
- JPMorgan Chase (New York, NY)
- …are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor , member of FINRA and SIPC. Annuities are made available ... strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting...and interacting with our clients to offer the best investment solutions to meet their financial needs. As a… more
- Thrivent Financial (Minneapolis, MN)
- …that all aspects of Investments are in compliance with associated regulation (eg SEC, IA/IC - Investment Advisor & Investment Company Acts, MN, NY & WI state ... Reporting includes routine and ad hoc reporting to various audiences including Investment division committees and the Mutual Fund Board of Directors. The position… more
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