- Mizuho Corporate Bank (New York, NY)
- …Ability to determine industry codes (for example SIC/Sector Codes) + Familiarity with Investment Advisor Public Disclosure and Edgar sites, along with necessary ... 151 Prime Broker Agreements). + Ability to understand an Investment Advisor 's organization structure, as well as,...and Operations Skills and Competencies: + Team player + Independent , hardworking and eager to learn + Strong attention… more
- T. Rowe Price (Baltimore, MD)
- …asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset ... advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …clients of the company by combining the traditional roles of the Financial Advisor , Service Associate and Branch Manager. Fosters and assists in the development of ... and external regulations. * Contact clients to review portfolios, complete Investment Policy Questionnaire and provide information on investments and make suitable… more
- MAPFRE Insurance (Webster, MA)
- Manager, Investment Accounting Date: Aug 25, 2025 Location: Webster, MA, US Company: MAPFRE Manage the investment accounting workflow and staffing to ensure the ... is done timely and accurately. Ensure the Statutory, IFRS and Tax investment accounting and reporting adheres to all guidelines and department policies and… more
- Wells Fargo (Charlotte, NC)
- …**About this role:** Wells Fargo is seeking a Lead Software Engineer for the Advisor Platform Technology team within Wealth & Investment Management. We are ... This position is not open to vendors, independent contractors, corp-to-corp hiring, visa initiation or visa...full-stack developer who will lead strategic initiatives for the Advisor Platform Group to drive a best-in-class Financial … more
- Nuveen Investments (MI)
- …Strategies primarily within the Wealth Channels, including Wirehouses, Private Bank, Independent & Regional Broker-Dealer, RIA and Family Office. + Presents the ... 8IC **Required Qualifications** + Minimum 5 years' experience in the investment management industry specifically within business development in the Alternative… more
- Thrivent Financial (Geneva, IL)
- …Key responsibilities include oversight of processes, preparation of financial plans, investment research and analysis, and coordination of client service needs with ... team members. The Director of Dedicated Planning & Investment Operations reports to and is employed by Jenny...by Jenny McAdams. Sage Path Financial Consultants is an independent financial services practice of Thrivent Financial. We take… more
- Wells Fargo (Charlotte, NC)
- … independent broker-dealer environment + Deep understanding of the independent advisor business model, including operational flexibility, compliance nuances, ... support the Independent Solutions Channel, which includes FiNet and Registered Investment Advisors (RIA). This role is part of the National Sales organization… more
- BMO Financial Group (Urbandale, IA)
- Provides financial and investment planning and advice in collaboration with other team members to deliver a comprehensive banking solution in the best interest of ... priorities and best sequence for execution of business/group strategy. + Conducts independent analysis and assessment to resolve strategic issues. + Coordinates and… more
- T. Rowe Price (Baltimore, MD)
- …asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset ... advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful… more