- Thrivent Financial (Greensboro, NC)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check… more
- Thrivent Financial (Pittsburgh, PA)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check… more
- World Insurance Associates, LLC. (Dallas, TX)
- …and commercial insurance, surety and fidelity bonding, employee and executive benefits, investment advisory and retirement plan services, and payroll & HR ... to proactively source acquisition targets by identifying independent Registered Investment Advisors, consistently building relationships with business owners, leadership… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... accounts. + Prepare and review contracts related to defined benefit contribution advisory programs and direct retail investments. + Manage intermediary mutual fund… more
- TD Bank (Greenville, SC)
- …of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank ... and complex regulatory regimes. The Financial Advisors, Relationship Managers, and Investment Advisors who are part of the client-facing Distribution teams are… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... culture has a thorough understanding of the market and investment products in general, as well as classic marketing...across the firm. The ability to creatively take complex investment concepts and distill them into clear, simple and… more
- US Bank (Los Angeles, CA)
- …join with other team members in new business development and client management for its investment advisory practice in California. The role will be based in San ... for the California Asset Management Program (CAMP), a local government investment pool that provides services to municipalities throughout the state. Key… more
- City National Bank (Dallas, TX)
- …Benefit Trust Administration, Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory , Broker/Dealer, Investment Banking activities for ... and business impact. * Possesses working knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, Reg 9, ERISA, Securities Acts… more
- Janus Henderson Investors (New York, NY)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... or outflows, and the wire approval process + Establishing cash accounts and investment accounts for excess cash + Managing margin calls associated with hedging and… more
- TD Bank (New York, NY)
- …in New York City. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Director will ... on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity Capital Markets. The Director… more