- Robert Half Finance & Accounting (San Jose, CA)
- …a motivated Client Service Associate to join a well‑established and rapidly growing investment advisory firm. This role offers a unique opportunity to deepen ... your expertise in portfolio operations, client service, and investment technology while working alongside a highly supportive and experienced team. You'll receive… more
- Robert Half Finance & Accounting (San Ramon, CA)
- …identify a Trader (with Advisor Track Exposure) to join their team. This fiduciary investment advisory firm specializes in retirement planning and investment ... in portfolio management and CRM systems (Tamarac) + Support Advisors with investment analysis and client meeting preparation + Participate in advisor development and… more
- Citigroup (Charlotte, NC)
- …diverse working environment. + Experience/familiarity with wealth, asset management and investment advisory products/services and back-office operations. + Basic ... fiduciary principles and wealth management industry regulations (ie OCC Regulation 9, Investment Advisers Act, Regulation Best Interest). + Maintain or willing to… more
- BlackRock (New York, NY)
- …to design, implement, and enhance the AML compliance framework across the US investment advisory platforms, ensuring alignment with global standards and Americas ... other Financial Crime disciplines within a leading sell-side firm, investment management or financial services firm. + Demonstrated extensive...This mission would not be possible without our smartest investment - the one we make in our employees.… more
- US Bank (Walnut Creek, CA)
- …- Strong knowledge of the financial services industry, specifically with investment advisory and brokerages services, internal policies, procedures, and ... Financial Advisors such as: making and tracking appointments, preparing investment proposals/reviews/routine correspondence, organizing paper flow in adherence to… more
- Guardian Life (New York, NY)
- …Compliance Legal Team? The Compliance Analyst, Park Avenue Securities (PAS), and Park Avenue Investment Advisory (PAA), works as part of the Compliance team to ... Guardian's retail wealth management business, including its affiliated broker-dealer and investment adviser entities. + Assist with the Firm's Compliance testing… more
- Insight Global (Fort Worth, TX)
- …5+ years of experience in the finance industry, ideally working within a registered investment advisory or brokerage environment - Active Series 7 and Series 66 ... In this role, this individual will focus on delivering comprehensive investment and financial planning support. Key responsibilities include executing trades and… more
- Dunham & Associates Investment Counsel, Inc. (Las Vegas, NV)
- …including living, testamentary, and a variety of irrevocable trusts, probate, guardianships, investment advisory , and custody accounts. This is not a remote ... fiduciary services including custodial accounts, wealth management, and specialized investment administration. Chartered in 1999 and headquartered in Reno, Nevada,… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... self-starter + Participate in healthcare team meetings, company management meetings and general investment team meetings + Carry out other duties as assigned What to… more
- Kestra Financial (Avon, CT)
- …Minimum of 7-10 years of experience in financial planning, wealth management, or investment advisory roles. Technical Skills: + Proficiency in financial planning ... ideal candidate will have deep expertise in financial planning strategies, investment management, tax efficiency, estate planning, and retirement planning. They will… more