- Charles Schwab (Westlake, TX)
- …custodial, trading, technology and practice management offerings for independent Registered Investment Advisory (RIA) firms. We provide access to sophisticated ... wealth-management services that help more than 15,000 independent investment advisors attract and retain affluent clients, as well as profitably grow and succeed in… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …Required: + Ten plus years of experience in similar role at broker dealer, investment advisory firm, trust company or similar financial institution; + Keen level ... close to 1,400 Financial Advisors across all 50 states. Dunham & Associates Investment Counsel, Inc., a subsidiary of Dunham, is an independently owned, registered… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... fashion with Product and Channel Marketing, Compliance, Product Specialists, Investment Desks and distribution partners. + This role will...have skills + Good understanding of the market and investment products and be eager to grow this knowledge… more
- Guardian Life (New York, NY)
- …Compliance Legal Team? The Compliance Analyst, Park Avenue Securities (PAS), and Park Avenue Investment Advisory (PAA), works as part of the Compliance team to ... Guardian's retail wealth management business, including its affiliated broker-dealer and investment adviser entities. + Assist with the Firm's Compliance testing… more
- Kestra Financial (Avon, CT)
- …Minimum of 7-10 years of experience in financial planning, wealth management, or investment advisory roles. Technical Skills: + Proficiency in financial planning ... ideal candidate will have deep expertise in financial planning strategies, investment management, tax efficiency, estate planning, and retirement planning. They will… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... change to the suite of applications and systems comprising Janus Henderson's investment capabilities in risk and exposure analytics and reporting. + Work closely… more
- Robert Half Finance & Accounting (Bloomington, MN)
- …for an experienced and dedicated Relationship Manager to join a top-ranked Registered Investment Advisory firm. The ideal candidate will have an exceptional ... understanding of financial planning, investment strategy, and confidence in conveying client objectives to...Collaborate with the team to design effective financial and investment options to meet client goals. + Maintain high… more
- BlackRock (New York, NY)
- …communication with clients and prospects. + Coordinate day-to-day delivery of BlackRock's investment and advisory services, including: + Client reporting and ... Fixed Index Annuities, Registered Index Linked Annuities, Life Insurance, and retail investment products such as ETFs and mutual funds. As a top-five manager… more
- Citigroup (Jersey City, NJ)
- …outside of the United States. **Responsibilities:** + Key advisor to business groups ( Investment Banking Advisory and Capital Markets) as well as Legal and ... Procedures, Sensitive Information and Need-to Know Rule. + Review incoming investment banking transactions for conflicts clearance and materiality determination and… more
- CIBC (Austin, TX)
- …service:** Foster a high-touch service culture by leveraging your expertise in investment and wealth advisory services to deliver tailored client solutions. ... record of managing high-net-worth client relationships + Expertise in investment and wealth advisory services + A...relationships + Expertise in investment and wealth advisory services + A collaborative mindset to deliver seamless… more