- Insight Global (Tampa, FL)
- …for 2 Compliance Associates to sit within the securities brokerage and investment advisory organizations. This person ensures that all retail communication ... Job Description A large broker-dealer and registered investment advisor firm local to the Tampa area is looking… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... + An eye for design and brand Nice to have skills + Knowledge of investment management industry + Advanced knowledge of Microsoft Office Suite. Power BI + Experience… more
- Brokers International (Urbandale, IA)
- …industry with a focus on digital solutions. + Understanding of Registered Investment Advisory , Broker Dealer, investment products, financial planning, ... and wealth management strategies, particularly in a digital context is a plus + Excellent communication, interpersonal, and time management skills. + Ability to excel in a fast-paced, client-centric environment. About Integrity Integrity is one of the nation's… more
- Robert Half Finance & Accounting (San Mateo, CA)
- …operations, ensure compliance, and contribute to strategic decision-making within our investment advisory firm. Responsibilities: * Oversee the preparation and ... the Fund Administrator in the preparation of financial statements for investment funds and analyze financial variances, providing recommendations to the Controller.… more
- World Insurance Associates, LLC. (Washington, PA)
- …and commercial insurance, surety and fidelity bonding, employee and executive benefits, investment advisory and retirement plan services, and payroll & HR ... 401(k) and retirement plans, and payroll and human resources outsourcing services. World's investment in a full suite of insurance and business solutions means you… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... employee Happy Hours Must have skills You will: + Generate and compile investment reporting packages from various financial data systems. + Ensure the accuracy,… more
- Janus Henderson Investors (Chicago, IL)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... as required. + Provide legal support for the review and negotiation of investment management agreements and other contracts for institutional clients. + Assist in… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... Henderson's US retail and intermediary mutual fund products, referred to as Janus Investment Fund and Janus Aspen Series. You will have primary responsibility for… more
- Equitable (Philadelphia, PA)
- …(NY, NY ###), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an ... SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC. Equitable Advisors is an equal opportunity employer M/F/D/V… more
- KeyBank (Brooklyn, OH)
- …accounts at Key Bank. These accounts are part of Key Private Bank and Investment Advisory services. This job includes: + **Receiving mutual fund assets:** Take ... move Mutual Fund assets between trust accounts. + **Tracking and adjusting investment details:** Ensure transactions and cost basis are recorded accurately for tax… more