- TD Bank (Marlton, NJ)
- …in the regulatory oversight for TD Private Client Wealth, (TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth Management ... Services Inc. (TDWMSI). The Supervision Controls Specialist supports the overall department with business-led strategic initiatives, including project management, procedural updates, reporting, and platform enhancements for US Wealth. In addition, this role… more
- UMB Bank (Raleigh, NC)
- …**_Bonus Points if you:_** + You have examination experience, focused on fiduciary or investment advisory examinations + You have a Juris Doctor, graduate degree ... in law + You possess any industry certifications in Trust and Fiduciary Compliance **Compensation Range:** $57,760.00 - $124,170.00 _The posted compensation range on this listing represents UMB's standard for this role, but the actual compensation may vary by… more
- Connexus Energy (Ramsey, MN)
- …plan with generous company matching and non-matching contributions and independent investment advisory services, accrued PTO, holiday pay, tuition reimbursement, ... recognition program, employee referral program, and employee activities. Company paid life insurance, short-term disability, and long-term disability is also provided. Equal Opportunity Employer: All qualified applicants will receive consideration for… more
- Connexus Energy (Ramsey, MN)
- …plan with generous company matching and non-matching contributions and independent investment advisory services, accrued PTO, holiday pay, tuition reimbursement, ... recognition program, employee referral program, and employee activities. Company paid life insurance, short-term disability, and long-term disability is also provided. Equal Opportunity Employer: All qualified applicants will receive consideration for… more
- TD Bank (Greenville, SC)
- …in the regulatory oversight for TD Private Client Wealth, (TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth Management ... Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications monitoring functions. This role performs these monitoring functions, including the escalation of identified trades, trends/patterns, and… more
- Connexus Energy (Ramsey, MN)
- …plan with generous company matching and non-matching contributions and independent investment advisory services, accrued PTO, holiday pay, tuition reimbursement, ... recognition program, employee referral program, and employee activities. Company paid life insurance, short-term disability, and long-term disability is also provided. Equal Opportunity Employer: All qualified applicants will receive consideration for… more
- Connexus Energy (Ramsey, MN)
- …401(k) plan with generous company matching and non-matching contributions and independent investment advisory services, accrued PTO, holiday pay, wellness days, ... tuition reimbursement, recognition program, employee referral program, charitable giving and employee activities. Company paid life insurance, short-term disability, and long-term disability is also provided. Equal Opportunity Employer: All qualified… more
- Connexus Energy (Ramsey, MN)
- …plan with generous company matching and non-matching contributions and independent investment advisory services, accrued PTO, holiday pay, tuition reimbursement, ... recognition program, employee referral program, and employee activities. Company paid life insurance, short-term disability, and long-term disability is also provided. Equal Opportunity Employer: All qualified applicants will receive consideration for… more
- Connexus Energy (Ramsey, MN)
- …plan with generous company matching and non-matching contributions and independent investment advisory services, accrued PTO, holiday pay, tuition reimbursement, ... recognition program, employee referral program, and employee activities. Company paid life insurance, short-term disability, and long-term disability is also provided. Employment is contingent upon successfully completing a pre-employment background check and… more
- World Insurance Associates, LLC. (Lake Charles, LA)
- …and commercial insurance, surety and fidelity bonding, employee and executive benefits, investment advisory and retirement plan services, and payroll & HR ... solutions. Position Summary Independently leads client service including ALL primary activities listed below. Acts autonomously on most decisions without guidance or direction AND delivers renewal messaging for most clients within book of business. Uses… more