- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... disclosure and certification requirements, including past political contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the… more
- Vanguard (Malvern, PA)
- …include those in FAS (Sales, Digital Product Management, Marketing, User Experience, Investment Advisory Research Center, Information Technology) and across the ... enterprise advice ecosystem. + Own and maintain solution roadmaps and backlogs, including new solution development and enhancements. Provide prioritization recommendations. + Measure and track solution usage and quality. Utilize data to track and communicate… more
- Equitable (Charlotte, NC)
- …best practices. + Provide oversight and final approval of financial planning and investment advisory activities. + Monitor and enforce compliance with Written ... Supervisory Procedures (WSPs), maintaining thorough documentation and audit readiness. + Serve as a supervisory point of contact for escalations, complex case reviews, and regulatory inquiries. + Lead and mentor Advisors through the financial planning… more
- World Insurance Associates, LLC. (Stoughton, WI)
- …and commercial insurance, surety and fidelity bonding, employee and executive benefits, investment advisory and retirement plan services, and payroll & HR ... solutions. Position Summary Independently leads client service including ALL primary activities listed below. Acts autonomously on most decisions without guidance or direction AND delivers renewal messaging for most clients within book of business. Uses… more
- Robert Half Office Team (Vero Beach, FL)
- …approach to reviewing and preparing documents. * Previous experience in financial services or investment advisory is a plus. * Capable of managing multiple tasks ... in a fast-paced environment. TalentMatch(R) Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... disclosure and certification requirements, including past political contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the… more
- World Insurance Associates, LLC. (Iselin, NJ)
- …and commercial insurance, surety and fidelity bonding, employee and executive benefits, investment advisory and retirement plan services, and payroll & HR ... solutions. Position Summary The Senior Associate Client Representative works independently, to provide support to lead service and/or Client Advisors, by following established workflows and procedures on routine work. Has substantial understanding of the job… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... disclosure and certification requirements, including past political contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the… more
- PNC (Louisville, KY)
- …MD or Louisville, KY. As a Compliance Program Specialist Senior, you will support investment advisory subsidiaries of PNC that are registered with the US ... Securities and Exchange Commission (SEC). Your primary role will be to support and enhance the compliance programs of RIAs that manage private equity (PNC Tax Credit) and private credit (PNC Steel City) funds. This position requires a strong understanding of… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... disclosure and certification requirements, including past political contributions and political activities. Applicants' past political contributions or activity may impact applicants' eligibility for this position. You will be expected to understand the… more