- Edward Jones (St. Louis, MO)
- …Project Leader well-versed in leading highest priority / complex efforts in the Investment Advisory Platform portfolio which strives to deliver client solutions ... position is designed for large financial services projects that serve the Investment Advisory Platform area. Role reports directly to the Firm Program Management… more
- Vanguard (Malvern, PA)
- …a seasoned legal professional with a passion for navigating the complexities of investment advisory services? Vanguard is seeking a strategic legal advisor to ... role in shaping and safeguarding our discretionary and non-discretionary registered investment advisory offerings. This high-impact position offers the… more
- American Bankers Association (Washington, DC)
- …in accordance with Investment Policy Statements and in coordination with the Investment Advisory Committee. + Serve as staff liaison to the Investment ... & Administration Officer (CFAO), shaping financial strategy, risk management, and investment decisions while leading a team of eleven responsible for operational… more
- World Insurance Associates, LLC. (New York, NY)
- …and operational due diligence for acquisitions of insurance agencies and brokerages/ investment advisory firms, including independent, regional, and specialty ... its founding in 2011, and accelerated by Charlesbank's original investment in 2020, World Insurance Associates (https://www.worldinsurance.com/our-story) has driven… more
- KeyBank (Salt Lake City, UT)
- …Develops and maintains an in-depth knowledge of financial wealth management and brokerage investment advisory services and products as well as knowledge of ... client achieve their financial goals. Leads, coordinates, and assembles the extended advisory team, including trust, investment and planning strategists, based… more
- US Bank (Aptos, CA)
- …delivery of strategies and capabilities including portfolio management, trust administration, investment advisory , and insurance + Deliver economic and market ... and build a rewarding career. The Wealth Management Advisor position is the investment , investment planning, and insurance products lead on the Wealth Management… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... serve as an escalation point within the legal department. You may serve as an advisory member on one or more functional committees. You will have a deep commercial… more
- JPMorgan Chase (New York, NY)
- …provide critical guidance and support to several of the Firm's broker-dealer and investment advisory business groups for JP Morgan Wealth Management. You will ... a primary legal contact supporting JP Morgan Wealth Management's broker-dealer and investment advisory products, services, and sales channels for retail… more
- Vanguard (Malvern, PA)
- Join a forward-thinking compliance team at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized ... to fiduciary excellence. Ideal candidates will bring deep knowledge of investment advisory compliance, a proactive mindset, and a passion for innovation in… more
- World Insurance Associates, LLC. (Santa Barbara, CA)
- …120 days of hire). + Strong working knowledge of both brokerage and investment advisory business concerning the regulatory framework in which they operate. ... firm dedicated to providing the industry's premier wealth management and retirement plan investment advisory services to individuals, high net worth families and… more